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auth.016 Financial Instrument Reporting Transaction Report

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auth.016 is the ISO 20022 FinancialInstrumentReportingTransactionReport message in the Authorities business area (auth). The latest version is auth.016.001.03, and 3 versions are in the repository.

Message
FinancialInstrumentReportingTransactionReport
Latest version
auth.016.001.03
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.016 is for

The FinancialInstrumentReportingTransactionReport message is sent by the reporting agent to the competent authority to report on the securities transactions or by the competent authority to another competent authority when the transaction needs to be exchanged between the competent authorities.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.016 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.016.001.03latestRegisteredLatest version set
auth.016.001.02RegisteredPrevious version set
auth.016.001.01RegisteredArchive

auth.016 message structure

The building blocks of auth.016.001.03 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • FinInstrmRptgTxRpt FinancialInstrumentReportingTransactionReport [1..1]
      • Tx Transaction [1..*]ReportingTransactionType3Choice (choice)

        Provides the details of the reported securities transactions.

        • New New [1..1]SecuritiesTransactionReport7

          Transaction is a newly reported transaction.

          • TxId Transaction Identification [1..1]Max52Text
          • ExctgPty Executing Party [1..1]LEIIdentifier
          • InvstmtPtyInd Investment Party Indicator [1..1]TrueFalseIndicator
          • SubmitgPty Submitting Party [1..1]LEIIdentifier
          • Buyr Buyer [1..1]PartyIdentification79
          • Sellr Seller [1..1]PartyIdentification79
          • OrdrTrnsmssn Order Transmission [1..1]SecuritiesTransactionTransmission2
          • Tx Transaction [1..1]SecuritiesTransaction3
          • FinInstrm Financial Instrument [1..1]FinancialInstrumentAttributes5Choice (choice)
          • InvstmtDcsnPrsn Investment Decision Person [0..1]InvestmentParty1Choice (choice)
          • ExctgPrsn Executing Person [1..1]ExecutingParty1Choice (choice)
          • AddtlAttrbts Additional Attributes [1..1]SecuritiesTransactionIndicator2
          • TechAttrbts Technical Attributes [0..1]RecordTechnicalData5
          • SplmtryData Supplementary Data [0..*]SupplementaryData1
        • Cxl Cancellation [1..1]SecuritiesTransactionReport2

          Transaction is a cancellation transaction.

          • TxId Transaction Identification [1..1]Max52Text
          • ExctgPty Executing Party [1..1]LEIIdentifier
          • SubmitgPty Submitting Party [1..1]LEIIdentifier
          • TechAttrbts Technical Attributes [0..1]RecordTechnicalData2
          • SplmtryData Supplementary Data [0..*]SupplementaryData1
        • SplmtryData Supplementary Data [0..*]SupplementaryData1

          Additional information that can not be captured in the structured fields and/or any other specific block.

          • PlcAndNm Place And Name [0..1]Max350Text
          • Envlp Envelope [1..1]SupplementaryDataEnvelope1
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.016 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in auth.016

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

auth.016 questions

What is the latest version of auth.016?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.016.001.03.
What is the root element of auth.016?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.016.001.03, and its message element is FinInstrmRptgTxRpt (FinancialInstrumentReportingTransactionReport).
Is there an MT equivalent of auth.016?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.