auth.033 Financial Instrument Reporting Non Equity Transparency Data Report

What auth.033 is for

auth.033 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

auth.033 message structure

The building blocks of auth.033.001.03 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

• Document [1..1]
  • FinInstrmRptgNonEqtyTrnsprncyDataRpt FinancialInstrumentReportingNonEquityTransparencyDataReport [1..1]
    • RptHdr Report Header [1..1]SecuritiesMarketReportHeader1

      Header information related to the global report.

      • RptgNtty Reporting Entity [1..1]TradingVenueIdentification1Choice (choice)

        Identification of the venue which generates the report.

        • MktIdCd Market Identification Code [1..1]MICIdentifier
        • NtlCmptntAuthrty National Competent Authority [1..1]CountryCode
        • Othr Other [1..1]TradingVenueIdentification2
      • RptgPrd Reporting Period [1..1]Period4Choice (choice)

        Date or date range the report relates to.

        • Dt Date [1..1]ISODate
        • FrDt From Date [1..1]ISODate
        • ToDt To Date [1..1]ISODate
        • FrDtToDt From Date To Date [1..1]Period2
      • SubmissnDtTm Submission Date Time [0..1]ISODateTime

        Date and time of the report originally submitted by the reporting entity when the file is generated for submission to their reporting authority.

    • NonEqtyTrnsprncyData Non Equity Transparency Data [1..*]TransparencyDataReport21

      Details the non-equity transparency qualitative data reported by a trading venue.

      • TechRcrdId Technical Record Identification [0..1]Max35Text

        Unique identifier of a record in a message used as part of error management and status advice messages.

      • Id Identification [1..1]ISINOct2015Identifier

        Identifies the financial instrument using an ISIN.

      • FullNm Full Name [0..1]Max350Text

        Full name or description of the financial instrument.

      • TradgVn Trading Venue [0..1]MICIdentifier

        Segment MIC for the trading venue where applicable, otherwise the operational MIC.

      • RptgDt Reporting Date [0..1]ISODate

        Date this information is reported in relation to.

      • MtrtyDt Maturity Date [0..1]ISODate

        Maturity date of the financial instrument.

      • FinInstrmClssfctn Financial Instrument Classification [1..1]NonEquityInstrumentReportingClassification1Code

        Identification of non-equity financial instruments.

      • UndrlygInstrmAsstClss Underlying Instrument Asset Class [0..1]ExternalProductType1Code

        Details on the type of asset class a non-equity financial instrument can be classified as.

      • DerivCtrctTp Derivative Contract Type [0..1]FinancialInstrumentContractType1Code

        Details on the contract type a derivative non-equity financial instrument can be classified as.

      • Bd Bond [0..1]DebtInstrument5

        Details specific to a bond / debt instrument.

        • Tp Type [1..1]BondType1Code
        • IssncDt Issuance Date [1..1]ISODate
      • EmssnAllwncTp Emission Allowance Type [0..1]ExternalEmissionAllowanceSubProductType1Code

        Details the reporting of the emission allowance sub type.

      • Deriv Derivative [0..1]Derivative3Choice (choice)

        Derivative specific details.

        • Cmmdty Commodity [1..1]CommodityDerivative4
        • IntrstRate Interest Rate [1..1]InterestRateDerivative5
        • FX Foreign Exchange [1..1]ForeignExchangeDerivative2
        • Eqty Equity [1..1]EquityDerivative2
        • CtrctForDiff Contract For Difference [1..1]ContractForDifference2
        • Cdt Credit [1..1]CreditDefaultSwapsDerivative4Choice (choice)
        • EmssnAllwnc Emission Allowance [1..1]EmissionAllowanceProductType1Code
    • SplmtryData Supplementary Data [0..*]SupplementaryData1

      Additional information that can not be captured in the structured fields and/or any other specific block.

      • PlcAndNm Place And Name [0..1]Max350Text

        Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

      • Envlp Envelope [1..1]SupplementaryDataEnvelope1

        Technical element wrapping the supplementary data.

Have a auth.033 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in auth.033

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

• ExternalEmissionAllowanceSubProductType1Code5 codes
• ExternalProductType1Code7 codes

Related authorities messages

• auth.027Currency Control Status Advice
• auth.028Money Market Statistical Report Status Advice
• auth.029Derivatives Trade Report Query
• auth.030Derivatives Trade Report
• auth.031Financial Instrument Reporting Status Advice
• auth.032Financial Instrument Reporting Equity Transparency Data Report
• auth.034Invoice Tax Report
• auth.035Financial Instrument Reporting Trading Volume Cap Data Report
• auth.036Financial Instrument Reporting Reference Data Delta Report
• auth.038Invoice Tax Report Status Advice

auth.033 questions

What is the latest version of auth.033?

The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.033.001.03.

What is the root element of auth.033?

The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.033.001.03, and its message element is FinInstrmRptgNonEqtyTrnsprncyDataRpt (FinancialInstrumentReportingNonEquityTransparencyDataReport).

Is there an MT equivalent of auth.033?

No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.