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auth: Authorities

auth.053 Financial Instrument Reporting Trading Volume Cap Result Report

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auth.053 is the ISO 20022 FinancialInstrumentReportingTradingVolumeCapResultReport message in the Authorities business area (auth). The latest version is auth.053.001.01.

Message
FinancialInstrumentReportingTradingVolumeCapResultReport
Latest version
auth.053.001.01
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.053 is for

The FinancialInstrumentReportingTradingVolumeCapResultReport provides volume of trading and percentage of trading under waivers for equity instruments over a period. This message is generated by the supervisory authority for public distribution.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.053 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.053.001.01latestRegisteredLatest version set

auth.053 message structure

The building blocks of auth.053.001.01 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • FinInstrmRptgTradgVolCapRsltRpt FinancialInstrumentReportingTradingVolumeCapResultReport [1..1]
      • RptHdr Report Header [1..1]SecuritiesMarketReportHeader1

        Header information related to the global report.

        • RptgNtty Reporting Entity [1..1]TradingVenueIdentification1Choice (choice)

          Identification of the venue which generates the report.

          • MktIdCd Market Identification Code [1..1]MICIdentifier
          • NtlCmptntAuthrty National Competent Authority [1..1]CountryCode
          • Othr Other [1..1]TradingVenueIdentification2
        • RptgPrd Reporting Period [1..1]Period4Choice (choice)

          Date or date range the report relates to.

          • Dt Date [1..1]ISODate
          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
          • FrDtToDt From Date To Date [1..1]Period2
        • SubmissnDtTm Submission Date Time [0..1]ISODateTime

          Date and time of the report originally submitted by the reporting entity when the file is generated for submission to their reporting authority.

      • VolCapRslt Volume Cap Result [1..*]VolumeCapResult1

        Provides details on the volume of trades and percentage of trading under waivers of financial instruments.

        • Id Identification [1..1]ISINOct2015Identifier

          Identifies the financial instrument using an ISIN.

        • RptgPrd Reporting Period [1..1]Period4Choice (choice)

          Date or date range the report relates to.

          • Dt Date [1..1]ISODate
          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
          • FrDtToDt From Date To Date [1..1]Period2
        • LastUpdDt Last Update Date [0..1]ISODate

          Last date for which the data was updated for this instrument and reporting period.

        • TtlTradgVol Total Trading Volume [1..1]ActiveCurrencyAndAmount

          Total traded volume of the instrument in this specific reporting period.

        • TradgUdrWvrPctg Trading Under Waiver Percentage [1..1]PercentageRate

          Total percentage of trading under waiver of the instrument in this specific reporting period.

        • TradgUdrWvrBrkdwn Trading Under Waiver Breakdown [0..*]TradingUnderWaiversPercentage1

          Percentage of trading under waiver of the instrument in this specific reporting period broken down by trading venue.

          • TradgUdrWvrPctg Trading Under Waiver Percentage [1..1]PercentageRate
          • TradgVn Trading Venue [1..1]MICIdentifier
          • Dsclmr Disclaimer [0..1]Max350Text
        • Dsclmr Disclaimer [0..1]Max350Text

          Information for interpreting the result.

      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.053 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.053 questions

What is the latest version of auth.053?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.053.001.01.
What is the root element of auth.053?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.053.001.01, and its message element is FinInstrmRptgTradgVolCapRsltRpt (FinancialInstrumentReportingTradingVolumeCapResultReport).
Is there an MT equivalent of auth.053?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

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The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.