ZagTrader

seev: Securities Events

seev.009 Agent CA Notification Advice

Written and maintained by ZagTrader. Last reviewed . How this page is sourced and checked

seev.009 is the ISO 20022 AgentCANotificationAdvice message in the Securities Events business area (seev). The latest version is seev.009.001.02, and 2 versions are in the repository.

Message
AgentCANotificationAdvice
Latest version
seev.009.001.02
Submitting organisation
Not read from the catalogue
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What seev.009 is for

This message is sent by an issuer (or its agent) to a CSD to:

- Provide a CSD with the details of a corporate action along with the possible options available to the clients of that CSD; and

- to update a corporate action notification. A notification advice can be initially sent as a preliminary advice and subsequently replaced by another notification advice with updated information.

This message is used:

- to provide a CSD with the details of a corporate action along with the possible options available to the clients of that CSD. The information can be complete or incomplete.

- to update a corporate action notification advice. A notification advice can be initially sent as a preliminary advice and subsequently replaced by another notification advice with updated information. As per SMPG recommendation, all the information should be provided in the update, not only updated information.

An Agent Corporate Action Notification Status Advice is sent in reply to the Agent Corporate Action Notification Advice.

Note: The amendment of a corporate action notification is done through a replacement mechanism in line with both the ISO 15022 messages used in the flow between the CSD and its clients, and the ISO 20022 proxy voting messages.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

seev.009 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
seev.009.001.02latestRegisteredLatest version set
seev.009.001.01RegisteredArchive

seev.009 message structure

The building blocks of seev.009.001.02 and the elements directly under them, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • AgtCANtfctnAdvc AgentCANotificationAdvice [1..1]
      • Pgntn Pagination [0..1]Pagination1

        Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification.

        • PgNb Page Number [1..1]Max5NumericText

          Page number.

        • LastPgInd Last Page Indicator [1..1]YesNoIndicator

          Indicates the last page.

      • NtfctnGnlInf Notification General Information [1..1]CorporateActionNotification12

        General information about the event notification type, status and contents.

        • NtfctnId Notification Identification [0..1]Max35Text

          Unique identification of the group of corporate action notification messages when the notification is split in multiple (paginated) messages.

        • NtfctnTp Notification Type [1..1]CorporateActionNotificationType1Code

          Specifies the type of notification.

        • PrcgSts Processing Status [1..1]CorporateActionProcessingStatus7Choice (choice)

          Specifies the status of the details of the corporate action event.

      • PrvsNtfctnId Previous Notification Identification [0..1]DocumentIdentification31

        Identification of the previously sent notification document.

        • Id Identification [1..1]Max35Text

          Identifies the document.

        • LkgTp Linkage Type [0..1]ProcessingPosition7Choice (choice)

          Specifies when this document is to be processed relative to another referred document.

      • AgtInf Agent Information [1..*]CorporateActionAgent2

        Agent institution identification, exact role and contact person.

        • IssrAgt Issuer Agent [0..1]PartyIdentification289

          Party appointed to administer the event on behalf of the issuer company/offeror.

        • PngAgt Paying Agent [0..1]PartyIdentification289

          Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.

        • Regar Registrar [0..1]PartyIdentification289

          Party/agent responsible for maintaining the register of the security.

        • RmktgAgt Remarketing Agent [0..1]PartyIdentification289

          Agent who remarkets the security whereby the outstanding does not get reduced.

        • SlctnAgt Solicitation Agent [0..1]PartyIdentification289

          Trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for...

        • InfAgt Information Agent [0..1]PartyIdentification289

          Trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation.

        • Issr Issuer [0..1]PartyIdentification289

          Issuer of the financial instrument.

        • TrfAgt Transfer Agent [0..1]PartyIdentification289

          Trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances.

        • RedAgt Redemption Agent [0..1]PartyIdentification289

          Depository or any bank or trust company appointed to receive and send redemption proceeds.

      • CorpActnGnlInf Corporate Action General Information [1..1]CorporateActionGeneralInformation172

        General information about the corporate action event.

        • AgtCorpActnEvtId Agent Corporate Action Event Identification [1..1]Max35Text

          Reference assigned by the account servicer to unambiguously identify a corporate action event.

        • CorpActnEvtId Corporate Action Event Identification [0..1]Max35Text

          Reference assigned by the account servicer to unambiguously identify a corporate action event.

        • OffclCorpActnEvtId Official Corporate Action Event Identification [0..1]Max35Text

          Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.

        • EvtPrcgTp Event Processing Type [0..1]CorporateActionEventProcessingType2Code

          Type of processing involved by a corporate action.

        • EvtTp Event Type [1..1]CorporateActionEventType106Choice (choice)

          Type of corporate action event.

        • SubEvtTp Sub Event Type [0..1]DTCCSubEventType9Code

          DTCC (The Depository Trust and Clearing Corporation) native corporate action sub event type name further defines the event type.

        • MndtryVlntryEvtTp Mandatory Voluntary Event Type [1..1]CorporateActionMandatoryVoluntary3Choice (choice)

          Specifies whether the event is mandatory, mandatory with options or voluntary.

        • UndrlygScty Underlying Security [1..*]FinancialInstrumentAttributes126

          Security concerned by the corporate action.

      • CorpActnDtls Corporate Action Details [1..1]CorporateAction83

        Provides details information about the CA event.

        • DtDtls Date Details [0..1]CorporateActionDate83

          Provides information about the dates related to a corporate action event.

        • EvtBalDtls Event Balance Details [0..1]CorporateActionBalanceDetails47

          Balances related to the corporate action event.

        • AmtDtls Amount Details [0..1]CorporateActionAmounts70

          Provides information about the amounts related to a corporate action event.

        • PrdDtls Period Details [0..1]CorporateActionPeriod16

          Provides information about the periods related to a corporate action event.

        • RateAndAmtDtls Rate And Amount Details [0..1]CorporateActionRate122

          Provides information about rates and amounts related to a corporate action event.

        • PricDtls Price Details [0..1]CorporateActionPrice85

          Provides information about the prices related to a corporate action event.

        • SctiesQty Securities Quantity [0..1]CorporateActionQuantity11

          Provides information about securities quantity linked to a corporate action.

        • IntrstAcrdNbOfDays Interest Accrued Number Of Days [0..1]Max3Number

          Number of days used for calculating the accrued interest amount.

        • AccptncPrtyLvl Acceptance Priority Level [0..1]Exact3UpperCaseAlphaNumericText

          Level of priority of the given offer which will be accepted by the issuer/agent within the tiered structure of the event.

        • ChrgsApldInd Charges Applied Indicator [0..1]YesNoIndicator

          Indicates whether charges apply to the holder, for instance redemption charges.

        • RstrctnInd Restriction Indicator [0..1]YesNoIndicator

          Indicates whether restrictions apply to the corporate action event or not.

        • AcrdIntrstInd Accrued Interest Indicator [0..1]YesNoIndicator

          Indicates whether the holder is entitled to accrued interest.

        • SplmtryIndctrs Supplementary Indicators [0..1]CorporateActionSupplementaryIndicators1

          Identification of a supplementary data element.

        • FrftrOfIntrstInd Forfeiture Of Interest Indicator [0..1]YesNoIndicator

          Indicates that bondholders who convert between record date and payable date will forfeit their interest.

        • DvddTp Dividend Type [0..1]DividendTypeFormat9Choice (choice)

          Specifies the conditions in which a dividend is paid.

        • OcrncTp Occurrence Type [0..1]DistributionTypeFormat7Choice (choice)

          Specifies the conditions in which the instructions and/or payment of the proceeds occurs.

        • OfferTp Offer Type [0..*]OfferTypeFormat14Choice (choice)

          Specifies the conditions that apply to the offer.

        • RnncblEntitlmntStsTp Renounceable Entitlement Status Type [0..1]RenounceableEntitlementStatusTypeFormat3Choice (choice)

          Specifies whether terms of the event allow resale of the rights.

        • EvtStag Event Stage [0..*]CorporateActionEventStageFormat13Choice (choice)

          Stage in the corporate action event life cycle.

        • AddtlBizPrcInd Additional Business Process Indicator [0..*]AdditionalBusinessProcessFormat17Choice (choice)

          Specifies the type of the additional business process linked to the corporate action event such as a claim compensation or tax refund.

        • ChngTp Change Type [0..*]CorporateActionChangeTypeFormat5Choice (choice)

          Specifies the type of change announced.

        • IntrmdtSctiesDstrbtnTp Intermediate Securities Distribution Type [0..1]IntermediateSecuritiesDistributionTypeFormat15Choice (choice)

          Type of intermediates securities distribution.

        • CptlGnInOutInd Capital Gain In Out Indicator [0..1]CapitalGainFormat3Choice (choice)

          Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares...

        • TaxblIncmPerShrClctd Taxable Income Per Share Calculated [0..1]TaxableIncomePerShareCalculatedFormat3Choice (choice)

          Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share.

        • LtryTp Lottery Type [0..1]LotteryTypeFormat4Choice (choice)

          Specifies the type of lottery announced.

        • CertfctnTp Certification Type [0..1]CertificationTypeFormat3Choice (choice)

          Specifies the certification format required, this is, physical or electronic format.

        • CnsntTp Consent Type [0..1]ConsentTypeFormat4Choice (choice)

          Specifies the type of consent announced.

        • InfTp Information Type [0..1]InformationTypeFormat4Choice (choice)

          Specifies the type of information event.

        • TaxOnNonDstrbtdPrcdsInd Tax On Non Distributed Proceeds Indicator [0..*]GenericIdentification30

          Specifies the tax regulation being attributed to the non-distributed proceeds event or to any other event.

        • DtchAuctnTp Dutch Auction Type [0..1]DutchAuctionTypeFormat1Choice (choice)

          Specifies whether a Dutch auction is modified or unmodified.

        • NewPlcOfIncorprtn New Place Of Incorporation [0..1]Max350Text

          New company's place of incorporation.

        • NtceTp Notice Type [0..1]RedemptionAnnouncementNoticeType1Code

          Specifies whether a redemption announcement refers to certificates held only at depository or also outside of depository.

        • PrratnRtrMinQtyTrtmnt Proration Return Minimum Quantity Treatment [0..1]ProrationReturnQuantityTreatment1Code

          Indicates how prorated instructions will be handled when the prorated entitlement results in less than the minimum denomination.

        • CertDtls Certificate Details [0..*]CorporateActionSD26

          Details of certificates that have been called for redemption.

        • AddtlInf Additional Information [0..1]CorporateActionNarrative58

          Provides additional information.

      • CorpActnOptnDtls Corporate Action Option Details [0..*]CorporateActionOption235

        Provides detailed information about the option of the CA event.

        • OptnNb Option Number [1..1]Exact3NumericText

          Number identifying the available corporate action options.

        • OptnTp Option Type [1..1]CorporateActionOption37Choice (choice)

          Specifies the corporate action options available to the account owner.

        • FrctnDspstn Fraction Disposition [0..1]FractionDispositionType26Choice (choice)

          Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration...

        • OfferTp Offer Type [0..*]OfferTypeFormat14Choice (choice)

          Specifies the conditions that apply to the offer.

        • OptnFeatrs Option Features [0..*]OptionFeaturesFormat28Choice (choice)

          Specifies the features that may apply to a corporate action option.

        • SplmtryOptnFeatrs Supplementary Option Features [0..*]ExtendedOptionFeature2Code

          Used for options that have particular proprietary features.

        • OptnAvlbtySts Option Availability Status [0..1]OptionAvailabilityStatus3Choice (choice)

          Specifies the status of the option.

        • CertfctnBrkdwnTp Certification Breakdown Type [0..*]BeneficiaryCertificationType13Choice (choice)

          Type of certification/breakdown.

        • CcyOptn Currency Option [0..1]ActiveCurrencyCode

          Currency in which cash proceeds are to be credited/debited.

        • DfltOptnInd Default Option Indicator [1..1]YesNoIndicator

          Indicates whether the option, for example, currency option, will be selected by default if no instruction is provided by the account owner.

        • AccptncPrtyLvl Acceptance Priority Level [0..1]Exact3UpperCaseAlphaNumericText

          Level of priority of the given offer which will be accepted by the issuer/agent within the tiered structure of the event.

        • CertfctnBrkdwnInd Certification Breakdown Indicator [0..1]YesNoIndicator

          Indicates whether certification/breakdown is required from the account owner.

        • WdrwlAllwdInd Withdrawal Allowed Indicator [0..1]YesNoIndicator

          Indicates whether withdrawal of instruction is allowed.

        • OvrsbcptChrgInd Oversubscription Charge Indicator [0..1]YesNoIndicator

          Indicates whether the cash debit for the oversubscription charge is made at the time of instruction submission.

        • PrtctChrgInd Protect Charge Indicator [0..1]YesNoIndicator

          Indicates whether the cash debit for the protect charge is made at the time of instruction submission.

        • SbcptChrgInd Subscription Charge Indicator [0..1]YesNoIndicator

          Indicates whether the cash debit for the subscription charge is made at the time of instruction submission.

        • StepUpChrgInd Step Up Charge Indicator [0..1]YesNoIndicator

          Indicates whether the cash debit for the step-up charge is made at the time of instruction submission.

        • FinInstrmId Financial Instrument Identification [0..1]SecurityIdentification19

          Identifies the financial instrument.

        • DtDtls Date Details [0..1]CorporateActionDate104

          Provides information about the dates related to a corporate action option.

        • PrdDtls Period Details [0..1]CorporateActionPeriod12

          Provides information about the periods related to a corporate action option.

        • RateAndAmtDtls Rate And Amount Details [0..1]CorporateActionRate124

          Provides information about rates and amounts related to a corporate action option.

        • PricDtls Price Details [0..1]CorporateActionPrice87

          Provides information about the prices related to a corporate action option.

        • SctiesQty Securities Quantity [0..1]SecuritiesOption81

          Provides information about securities quantity linked to a corporate action option.

        • TaxCtgy Tax Category [0..99]TaxCategory1

          Identification of the tax category as issuers, their agents, or tax authorities may require a breakdown of holders at a category level that have...

        • PrratnBlwMinQty Proration Below Minimum Quantity [0..1]ProrationBelowMinimumQuantity2Choice (choice)

          Specifies how instructions prorated below the minimum quantity to instruct will be processed.

        • PrratnRndgInd Proration Rounding Indicator [0..1]FractionDispositionType12Code

          Indicates how fractional positions will be handled for events with prorated options.

        • PrratnFrctn Proration Fraction [0..1]DecimalNumber

          Decimal above which numbers are rounded for prorated options.

        • PrratnRtrMinQtyTrtmnt Proration Return Minimum Quantity Treatment [0..1]ProrationReturnQuantityTreatment1Code

          Indicates how prorated instructions will be handled when the prorated entitlement results in less than the minimum denomination.

        • SctiesMvmntDtls Securities Movement Details [0..*]SecuritiesOption114

          Provides information about the securities movement linked to the corporate action option.

        • CshMvmntDtls Cash Movement Details [0..*]CashOption108

          Provides information about the cash movement linked to the corporate action option.

        • AddtlInf Additional Information [0..1]CorporateActionNarrative66

          Provides additional information.

      • AddtlInf Additional Information [0..1]CorporateActionNarrative2

        Provides additional information.

        • InfConds Information Conditions [0..1]Max350Text

          Provides conditional information related to the event, eg, an offer is subject to 50% acceptance, the offeror allows the securities holder to set...

        • InfToCmplyWth Information To Comply With [0..1]Max350Text

          Provides information conditions to the account owner that are to be complied with, eg, not open to US/Canadian residents, QIB or SIL to be provided.

        • TaxtnConds Taxation Conditions [0..1]Max350Text

          Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the SLA.

        • DclrtnDtls Declaration Details [0..1]Max350Text

          Provides declaration details narrative relative to the financial instrument, eg, beneficial ownership.

        • RegnDtls Registration Details [0..1]Max350Text

          Provides information required for the registration.

        • AddtlTxt Additional Text [0..1]Max350Text

          Provides additional information or specifies in more detail the content of a message.

Have a seev.009 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in seev.009

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

seev.009 questions

What is the latest version of seev.009?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is seev.009.001.02.
What is the root element of seev.009?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:seev.009.001.02, and its message element is AgtCANtfctnAdvc (AgentCANotificationAdvice).
Is there an MT equivalent of seev.009?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.