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seev: Securities Events

seev.045 Shareholders Identification Disclosure Request

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seev.045 is the ISO 20022 ShareholdersIdentificationDisclosureRequest message in the Securities Events business area (seev). The latest version is seev.045.001.04, and 4 versions are in the repository.

Message
ShareholdersIdentificationDisclosureRequest
Latest version
seev.045.001.04
Submitting organisation
Not read from the catalogue
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What seev.045 is for

The ShareholdersIdentificationDisclosureRequest message is sent by an issuer or by a third party nominated by the issuer (such as an issuer's agent) to the first intermediaries in a custody chain or is sent by any intermediaries in a custody chain to the next intermediary down the chain of intermediaries (towards the investor side of the chain) in order to request the disclosure of shareholders identity and provides information on the receiving party to whom responses must be sent, on the financial instrument concerned and on the deadline to respond.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

seev.045 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
seev.045.001.04latestRegisteredLatest version set
seev.045.001.03RegisteredPrevious version set
seev.045.001.02RegisteredArchive
seev.045.001.01RegisteredArchive

seev.045 message structure

The building blocks of seev.045.001.04 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • ShrhldrsIdDsclsrReq ShareholdersIdentificationDisclosureRequest [1..1]
      • IssrDsclsrReqId Issuer Disclosure Request Identification [1..1]Max35Text

        Official and unique identification assigned to a shareholder identification disclosure request process by the issuer or third party nominated by it.

      • DsclsrReqTp Disclosure Request Type [1..1]DisclosureRequestType1Code

        Specifies the type of disclosure request.

      • PrvsDsclsrReqId Previous Disclosure Request Identification [0..1]Max35Text

        Identification of a previously sent shareholder identification disclosure request message.

      • FwdReqInd Forward Request Indicator [0..1]YesNoIndicator

        Indicates whether the request is to be forwarded to and responded by the other intermediaries down the chain of intermediaries or not.

      • RspnThrghChainInd Response Through Chain Indicator [0..1]YesNoIndicator

        Indicates whether the shareholder identification disclosure response is to be sent back down the chain of intermediaries or directly to the identified response recipient.

      • ShrhldrRghtsDrctvInd Shareholder Rights Directive Indicator [0..1]YesNoIndicator

        Indicates whether the request was initiated by the first intermediary in the custody chain in accordance with SRD II.

      • PlcOfJursdctn Place Of Jurisdiction [0..1]CountryCode

        Governing law or place of jurisdiction where the disclosure request relates to.

      • AplblLaw Applicable Law [0..1]Max140Text

        Identification of the law which relates to the disclosure request.

      • FinInstrmId Financial Instrument Identification [1..1]SecurityIdentification19

        Identifies the financial instrument.

        • ISIN ISIN [0..1]ISINOct2015Identifier

          International Securities Identification Number (ISIN).

        • OthrId Other Identification [0..*]OtherIdentification1

          Identification of a security by proprietary or domestic identification scheme.

          • Id Identification [1..1]Max35Text
          • Sfx Suffix [0..1]Max16Text
          • Tp Type [1..1]IdentificationSource3Choice (choice)
        • Desc Description [0..1]Max140Text

          Textual description of a security instrument.

      • ShrhldrsDsclsrRcrdDt Shareholders Disclosure Record Date [1..1]DateFormat46Choice (choice)

        Date set by the issuer on which the shareholders identity is determined based on the settled positions struck in the books of the issuer CSD or any other first intermediary at the close of business day.

        • Dt Date [1..1]DateAndDateTime2Choice (choice)

          Date expressed as a calendar date.

          • Dt Date [1..1]ISODate
          • DtTm Date Time [1..1]ISODateTime
        • DtCd Date Code [1..1]DateCode20Choice (choice)

          Specifies the type of date.

          • Cd Code [1..1]DateType1Code
          • Prtry Proprietary [1..1]GenericIdentification30
      • ShrsQtyThrshld Shares Quantity Threshold [0..1]DecimalNumber

        Minimum number of shares held by a shareholder above which the identification must be disclosed.

      • ReqShrHeldDt Request Share Held Date [0..1]RequestShareHeldDate1Choice (choice)

        Indicates whether the date from which the shares have been held must be communicated into the disclosure response and according to which method theses dates have to be communicated.

        • DtClctnMtd Date Calculation Method [1..1]DateCalculationMethod1Code

          Indicates what is the logical method to be used to determine and communicate from which date the shares have been held.

        • DtClctnDesc Date Calculation Description [1..1]Max350Text

          Provides the description on how the date from which the shares have been held should be determined and communicated.

      • DsclsrRspnRcpt Disclosure Response Recipient [1..1]PartyIdentification214

        Issuer or third party nominated by the issuer to whom the disclosure response shall be transmitted by the intermediary.

        • Id Identification [1..1]PartyIdentification203Choice (choice)

          Identification of the party to which the disclosure response must be sent.

          • PrtryId Proprietary Identification [1..1]GenericIdentification36
          • LEI LEI [1..1]LEIIdentifier
        • RcptNm Recipient Name [1..1]Max350Text

          Name of the party to which the disclosure response must be sent.

        • RspnRcptAdr Response Recipient Address [1..1]PartyAddress1

          Address of the party to which the disclosure response must be sent.

          • AnyBIC Any BIC [0..1]AnyBICDec2014Identifier
          • PstlAdr Postal Address [0..1]PostalAddress26
          • EmailAdr Email Address [0..1]Max256Text
          • URLAdr URL Address [0..1]Max2048Text
      • IssrDsclsrDdln Issuer Disclosure Deadline [1..1]DateFormat46Choice (choice)

        Latest date/time set by the issuer or a third party appointed by the issuer at which a response to the request to disclose shareholder identity shall be provided by each intermediary to the recipient to whom the response must be sent.

        • Dt Date [1..1]DateAndDateTime2Choice (choice)

          Date expressed as a calendar date.

          • Dt Date [1..1]ISODate
          • DtTm Date Time [1..1]ISODateTime
        • DtCd Date Code [1..1]DateCode20Choice (choice)

          Specifies the type of date.

          • Cd Code [1..1]DateType1Code
          • Prtry Proprietary [1..1]GenericIdentification30
      • DsclsrRspnDdln Disclosure Response Deadline [0..1]DateFormat46Choice (choice)

        Latest date/time set by an intermediary at which a response to the request to disclose shareholder identity shall be provided when sending the response though the chain of intermediaries.

        • Dt Date [1..1]DateAndDateTime2Choice (choice)

          Date expressed as a calendar date.

          • Dt Date [1..1]ISODate
          • DtTm Date Time [1..1]ISODateTime
        • DtCd Date Code [1..1]DateCode20Choice (choice)

          Specifies the type of date.

          • Cd Code [1..1]DateType1Code
          • Prtry Proprietary [1..1]GenericIdentification30
      • Issr Issuer [0..1]PartyIdentification129Choice (choice)

        Issuer of the financial instrument.

        • AnyBIC Any BIC [1..1]AnyBICDec2014Identifier

          Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking...

        • PrtryId Proprietary Identification [1..1]GenericIdentification36

          Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme.

          • Id Identification [1..1]Max35Text
          • Issr Issuer [1..1]Max35Text
          • SchmeNm Scheme Name [0..1]Max35Text
        • NmAndAdr Name And Address [1..1]NameAndAddress5

          Name and address of a party.

          • Nm Name [1..1]Max350Text
          • Adr Address [0..1]PostalAddress1
        • LEI LEI [1..1]LEIIdentifier

          Legal entity identification of the party.

      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a seev.045 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in seev.045

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

seev.045 questions

What is the latest version of seev.045?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is seev.045.001.04.
What is the root element of seev.045?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:seev.045.001.04, and its message element is ShrhldrsIdDsclsrReq (ShareholdersIdentificationDisclosureRequest).
Is there an MT equivalent of seev.045?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.