What is the latest version of semt.003?

The latest version in the ISO 20022 e-Repository release of 24 April 2025 is semt.003.001.12.

What is the root element of semt.003?

The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:semt.003.001.12, and its message element is SctiesBalAcctgRpt (SecuritiesBalanceAccountingReport).

Is there an MT equivalent of semt.003?

No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

semt: Securities Management

semt.003 Securities Balance Accounting Report

Written and maintained by ZagTrader. Last reviewed 21 October 2026. How this page is sourced and checked

semt.003 is the ISO 20022 SecuritiesBalanceAccountingReport message in the Securities Management business area (semt). The latest version is semt.003.001.12, and 15 versions are in the repository.

Message: SecuritiesBalanceAccountingReport
Latest version: semt.003.001.12
Submitting organisation: Not read from the catalogue
MT equivalent: None listed

In use: published in the current ISO 20022 catalogue.

What semt.003 is for

An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.
The account servicer/owner relationship may be:
- an accounting agent acting on behalf of an account owner, or
- a transfer agent acting on behalf of a fund manager or an account owner's designated agent.
The message should be sent at a frequency agreed bi-laterally between the account servicer and the account owner.
The message can be sent either audited or un-audited and may be provided on a trade date, contractual or settlement date basis.
This message can only be used to list the holdings of a single (master) account. However, it is possible to break down these holdings into one or several sub-accounts. Therefore, the message can be used to either specify holdings at
- the main account level, or,
- the sub-account level.
This message can be used to report where the financial instruments are safe-kept, physically or notionally. If a security is held in more than one safekeeping place, this can also be indicated.
The SecuritiesBalanceAccountingReport message should not be used for trading purposes.
There may be one or more intermediary parties, for example, an intermediary or a concentrator between the account owner and account servicer.
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

semt.003 versions

Every version published in the e-Repository, newest first. Variant 001 and 002 are listed together: a variant other than 001 is a restricted form of the same message with its own schema.

Version	Registration status	Published in
semt.003.002.11	Registered	Latest version set
semt.003.002.10	Registered	Previous version set
semt.003.002.09	Registered	Archive
semt.003.001.12latest	Registered	Latest version set
semt.003.001.11	Registered	Previous version set
semt.003.001.10	Registered	Archive
semt.003.001.09	Registered	Archive
semt.003.001.08	Registered	Archive
semt.003.001.07	Registered	Archive
semt.003.001.06	Registered	Archive
semt.003.001.05	Registered	Archive
semt.003.001.04	Registered	Archive
semt.003.001.03	Registered	Archive
semt.003.001.02	Registered	Latest version set
semt.003.001.01	Registered	Previous version set

semt.003 message structure

The building blocks of semt.003.001.12 and the elements directly under them, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

Document [1..1]
- SctiesBalAcctgRpt SecuritiesBalanceAccountingReport [1..1]
  - Pgntn Pagination [1..1]Pagination1
    Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement.
    - PgNb Page Number [1..1]Max5NumericText
      Page number.
    - LastPgInd Last Page Indicator [1..1]YesNoIndicator
      Indicates the last page.
  - StmtGnlDtls Statement General Details [1..1]Statement74
    Provides general information on the report.
    - RptNb Report Number [0..1]Number3Choice (choice)
      Sequential number of the report.
    - QryRef Query Reference [0..1]Max35Text
      Identification of the SecuritiesStatementQuery message sent to request this statement.
    - StmtId Statement Identification [0..1]Max35Text
      Reference common to all pages of a statement.
    - StmtDtTm Statement Date Time [1..1]DateAndDateTime2Choice (choice)
      Date and time of the statement.
    - Frqcy Frequency [1..1]Frequency25Choice (choice)
      Frequency of the statement.
    - UpdTp Update Type [1..1]UpdateType15Choice (choice)
      Indicates whether the statement is complete or contains changes only.
    - StmtBsis Statement Basis [1..1]StatementBasis7Choice (choice)
      Type of balance on which the statement is prepared.
    - ActvtyInd Activity Indicator [1..1]YesNoIndicator
      Indicates whether there is activity or information update reported in the statement.
    - AudtdInd Audited Indicator [1..1]YesNoIndicator
      Indicates whether the statement is audited or not.
    - SubAcctInd Sub Account Indicator [1..1]YesNoIndicator
      Indicates whether the statement reports holdings at sub-safekeeping account level.
    - TaxLotInd Tax Lot Indicator [0..1]YesNoIndicator
      Indicates whether the statement contains tax lot details.
    - SctyIntrstOrSetOff Security Interest Or Set Off [0..1]YesNoIndicator
      Indicates whether the holdings on the account are subject to security interest, lien or right of set-off.
  - AcctOwnr Account Owner [0..1]PartyIdentification144
    Party that legally owns the account.
    - Id Identification [1..1]PartyIdentification127Choice (choice)
      Unique identification of the party.
    - LEI LEI [0..1]LEIIdentifier
      Legal entity identification as an alternate identification for a party.
  - AcctSvcr Account Servicer [0..1]PartyIdentification136
    Party that manages the account on behalf of the account owner, that is, manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account.
    - Id Identification [1..1]PartyIdentification120Choice (choice)
      Unique identification of the party.
    - LEI LEI [0..1]LEIIdentifier
      Legal entity identification as an alternate identification for a party.
  - SfkpgAcct Safekeeping Account [0..1]SecuritiesAccount26
    Account to or from which a securities entry is made.
    - Id Identification [1..1]Max35Text
      Unique and unambiguous identification for the account between the account owner and the account servicer.
    - Tp Type [0..1]PurposeCode7Choice (choice)
      Specifies the type of securities account.
    - Nm Name [0..1]Max70Text
      Name of the account. It provides an additional means of identification, and is designated by the account servicer in agreement with the account owner.
    - Dsgnt Designation [0..1]Max35Text
      Supplementary registration information applying to a specific block of units for dealing and reporting purposes.
  - BlckChainAdrOrWllt Block Chain Address Or Wallet [0..1]BlockChainAddressWallet1
    Blockchain address or wallet where digital assets are maintained.
    - Id Identification [1..1]Max140Text
      Unique and unambiguous identification for the account between the account owner and the account servicer.
    - Tp Type [0..1]PurposeCode7Choice (choice)
      Specifies the type of securities account.
    - Nm Name [0..1]Max70Text
      Name of the account. It provides an additional means of identification, and is designated by the account servicer in agreement with the account owner.
    - Dsgnt Designation [0..1]Max35Text
      Supplementary registration information applying to a specific block of units for dealing and reporting purposes.
  - IntrmyInf Intermediary Information [0..10]Intermediary44
    Information about the party that provides services relating to financial products to investors, for example, advice on products and placement of orders for the investment fund.
    - Id Identification [1..1]PartyIdentification136
      Unique and unambiguous identifier of the intermediary.
    - Role Role [0..1]Role6Choice (choice)
      Function performed by the intermediary (investment funds).
    - Acct Account [0..1]Account29
      Business relationship between two entities; one entity is the account owner, the other entity is the account servicer.
  - BalForAcct Balance For Account [0..*]AggregateBalanceInformation45
    Net position of a segregated holding, in a single security, within the overall position held in a securities account.
    - FinInstrmId Financial Instrument Identification [1..1]SecurityIdentification19
      Financial instrument representing a sum of rights of the investor vis-a-vis the issuer.
    - FinInstrmAttrbts Financial Instrument Attributes [0..1]FinancialInstrumentAttributes111
      Elements characterising a financial instrument.
    - InvstmtFndsFinInstrmAttrbts Investment Funds Financial Instrument Attributes [0..1]FinancialInstrument21
      Elements characterising an investment funds financial instrument.
    - AddtlDerivAttrbts Additional Derivative Attributes [0..1]DerivativeBasicAttributes1
      Details of the swap contract.
    - AggtBal Aggregate Balance [1..1]Balance17
      Total quantity of financial instruments of the balance.
    - SfkpgPlc Safekeeping Place [0..1]SafeKeepingPlace5
      Place where the securities are safe-kept, physically or notionally.
    - CorpActnOptnTp Corporate Action Option Type [0..1]CorporateActionOption5Code
      Specifies the corporate action options available to the account owner.
    - PricDtls Price Details [1..*]PriceInformation29
      Price of the financial instrument in one or more currencies.
    - FXDtls Foreign Exchange Details [0..*]ForeignExchangeTerms34
      Information needed to process a currency exchange or conversion.
    - DaysAcrd Days Accrued [0..1]Number
      Specifies the number of days used for calculating the accrued interest amount.
    - AcctBaseCcyAmts Account Base Currency Amounts [1..1]BalanceAmounts1
      Valuation amounts provided in the base currency of the account.
    - InstrmCcyAmts Instrument Currency Amounts [0..1]BalanceAmounts1
      Valuation amounts provided in the currency of the financial instrument.
    - AltrnRptgCcyAmts Alternate Reporting Currency Amounts [0..1]BalanceAmounts1
      Valuation amounts provided in a currency other than the base currency of the account.
    - QtyBrkdwn Quantity Breakdown [0..*]QuantityBreakdown58
      Breakdown of the aggregate quantity reported into significant lots, for example, tax lots.
    - BalBrkdwn Balance Breakdown [0..*]SubBalanceInformation22
      Breakdown of the aggregate balance per meaningful sub-balances and availability.
    - AddtlBalBrkdwn Additional Balance Breakdown [0..*]AdditionalBalanceInformation22
      Provides additional instrument sub-balance information on all or parts of the reported financial instrument (unregistered, tax exempt, etc.).
    - BalAtSfkpgPlc Balance At Safekeeping Place [0..*]AggregateBalancePerSafekeepingPlace42
      Breakdown of positions per place of safekeeping (and optionally per place of listing).
    - HldgAddtlDtls Holding Additional Details [0..1]Max350Text
      Provides additional information on the holding.
    - SplmtryData Supplementary Data [0..*]SupplementaryData1
      Additional information that cannot be captured in the structured elements and/or any other specific block.
  - SubAcctDtls Sub Account Details [0..*]SubAccountIdentification72
    Sub-account of the safekeeping or investment account.
    - AcctOwnr Account Owner [0..1]PartyIdentification144
      Party that legally owns the account.
    - SfkpgAcct Safekeeping Account [0..1]SecuritiesAccount25
      Account to or from which a securities entry is made.
    - BlckChainAdrOrWllt Block Chain Address Or Wallet [0..1]BlockChainAddressWallet2
      Blockchain address or wallet where digital assets are maintained.
    - ActvtyInd Activity Indicator [1..1]YesNoIndicator
      Indicates whether there is activity or information update reported in the statement.
    - BalForSubAcct Balance For Sub Account [0..*]AggregateBalanceInformation45
      Net position of a segregated holding, in a single security, within the overall position held in a securities subaccount.
  - AcctBaseCcyTtlAmts Account Base Currency Total Amounts [0..1]TotalValueInPageAndStatement2
    Total valuation amounts provided in the base currency of the account.
    - TtlHldgsValOfPg Total Holdings Value Of Page [0..1]AmountAndDirection6
      Total value of positions reported in this message.
    - TtlHldgsValOfStmt Total Holdings Value Of Statement [1..1]AmountAndDirection6
      Total value of positions reported in this statement (a statement may comprise one or more messages).
    - TtlBookValOfStmt Total Book Value Of Statement [0..1]AmountAndDirection6
      Total book value of positions reported in this statement (a statement may comprise one or more messages).
  - AltrnRptgCcyTtlAmts Alternate Reporting Currency Total Amounts [0..1]TotalValueInPageAndStatement2
    Total valuation amounts provided in a currency other than the base currency of the account.
    - TtlHldgsValOfPg Total Holdings Value Of Page [0..1]AmountAndDirection6
      Total value of positions reported in this message.
    - TtlHldgsValOfStmt Total Holdings Value Of Statement [1..1]AmountAndDirection6
      Total value of positions reported in this statement (a statement may comprise one or more messages).
    - TtlBookValOfStmt Total Book Value Of Statement [0..1]AmountAndDirection6
      Total book value of positions reported in this statement (a statement may comprise one or more messages).

Have a semt.003 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in semt.003

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

ExternalFinancialInstrumentIdentificationType1Code24 codes

semt.003 questions

What is the latest version of semt.003?: The latest version in the ISO 20022 e-Repository release of 24 April 2025 is semt.003.001.12.
What is the root element of semt.003?: The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:semt.003.001.12, and its message element is SctiesBalAcctgRpt (SecuritiesBalanceAccountingReport).
Is there an MT equivalent of semt.003?: No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.