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sese: Securities Settlement

sese.011 Transfer Instruction Status Report

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sese.011 is the ISO 20022 TransferInstructionStatusReport message in the Securities Settlement business area (sese). The latest version is sese.011.001.09, and 9 versions are in the repository.

Message
TransferInstructionStatusReport
Latest version
sese.011.001.09
Submitting organisation
Not read from the catalogue
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What sese.011 is for

The TransferInstructionStatusReport message is sent by an executing party, for example, a transfer agent, to the instructing party, for example, an investment manager or one of its authorised representatives to provide the status of a previously received request for holdings information, portfolio transfer or transfer instruction.

It may also be used to report the status of an event related to the asset being transferred or provide additional information.

The TransferInstructionStatusReport message may also be sent by any party in the transfer transaction to another party in the transfer transaction chain to provide information relevant for the settlement of a transfer transaction.

The TransferInstructionStatusReport message is used to provide the status of a previously received request for holdings information, portfolio transfer or transfer instruction, or in response to a RequestForTransferStatus message. It may also be used to report the status of an event related to the asset being transferred or provide additional information.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

sese.011 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
sese.011.001.09latestRegisteredLatest version set
sese.011.001.08RegisteredPrevious version set
sese.011.001.07RegisteredArchive
sese.011.001.06RegisteredArchive
sese.011.001.05RegisteredArchive
sese.011.001.04RegisteredArchive
sese.011.001.03RegisteredArchive
sese.011.001.02RegisteredArchive
sese.011.001.01RegisteredArchive

sese.011 message structure

The building blocks of sese.011.001.09 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • TrfInstrStsRpt TransferInstructionStatusReport [1..1]
      • MsgId Message Identification [1..1]MessageIdentification1

        Reference that uniquely identifies the message from a business application standpoint.

        • Id Identification [1..1]Max35Text

          Identification of the message.

        • CreDtTm Creation Date Time [1..1]ISODateTime

          Date of creation of the message.

      • CtrPtyRef Counterparty Reference [0..1]AdditionalReference10

        Unambiguous identification of the transfer allocated by the counterparty.

        • Ref Reference [1..1]Max35Text

          Reference issued by a party to identify an instruction, transaction or a message.

        • RefIssr Reference Issuer [0..1]PartyIdentification139

          Issuer of the reference.

          • Pty Party [1..1]PartyIdentification125Choice (choice)
          • LEI LEI [0..1]LEIIdentifier
        • MsgNm Message Name [0..1]Max35Text

          Name of the message.

      • Ref Reference [0..1]References64Choice (choice)

        Reference to the message or communication that was previously received.

        • RltdRef Related Reference [1..2]AdditionalReference10

          Reference to a linked message that was previously received.

          • Ref Reference [1..1]Max35Text
          • RefIssr Reference Issuer [0..1]PartyIdentification139
          • MsgNm Message Name [0..1]Max35Text
        • OthrRef Other Reference [1..2]AdditionalReference10

          Reference to a linked proprietary message or reference of a system that was previously received.

          • Ref Reference [1..1]Max35Text
          • RefIssr Reference Issuer [0..1]PartyIdentification139
          • MsgNm Message Name [0..1]Max35Text
      • StsRpt Status Report [1..1]TransferStatusAndReason8

        Status of the transfer instruction.

        • MstrRef Master Reference [0..1]Max35Text

          Unique and unambiguous identifier for a group of individual transfers as assigned by the instructing party.

        • TrfRef Transfer Reference [1..1]Max35Text

          Unique and unambiguous identification of the transfer, as assigned by the instructing party.

        • ClntRef Client Reference [0..1]AdditionalReference10

          Unique and unambiguous investor's identification of the transfer.

          • Ref Reference [1..1]Max35Text
          • RefIssr Reference Issuer [0..1]PartyIdentification139
          • MsgNm Message Name [0..1]Max35Text
        • CxlRef Cancellation Reference [0..1]Max35Text

          Unique and unambiguous identifier for a transfer cancellation, as assigned by the instructing party.

        • TrfEvtTp Transfer Event Type [0..*]TransferStatusType3Choice (choice)

          Type of event for which the message is sent.

          • Cd Code [1..1]TransferStatusType2Code
          • Prtry Proprietary [1..1]GenericIdentification1
        • TrfSts Transfer Status [1..1]TransferStatus5Choice (choice)

          Status of the transfer instruction.

          • Sts Status [1..1]TransferInstructionStatus5
          • PdgSttlm Pending Settlement [1..1]PendingSettlementStatus3Choice (choice)
          • Umtchd Unmatched [1..1]TransferUnmatchedStatus4Choice (choice)
          • InRpr In Repair [1..1]InRepairStatus4Choice (choice)
          • Rjctd Rejected [1..10]RejectionReason56
          • FaildSttlm Failed Settlement [1..1]FailedSettlementStatus2Choice (choice)
          • Canc Cancelled [1..1]CancelledStatus13Choice (choice)
          • Rvsd Reversed [1..1]ReversedStatus2Choice (choice)
          • CxlPdg Cancellation Pending [1..1]CancellationPendingStatus7Choice (choice)
        • Instrm Instrument [0..1]FinancialInstrument63Choice (choice)

          Identification of the asset.

          • Scty Security [1..1]FinancialInstrumentIdentification2
          • CshAsst Cash Asset [1..1]CashAsset3
          • OthrAsst Other Asset [1..1]OtherAsset2
        • InvstmtAcctDtls Investment Account Details [0..1]Account33

          Investment account information of the transfer for which the status or information is provided.

          • OwnrId Owner Identification [0..1]PartyIdentification132
          • AcctId Account Identification [0..1]Max35Text
          • AcctDsgnt Account Designation [0..1]Max35Text
          • AcctNm Account Name [0..1]Max35Text
          • Tp Type [0..1]GenericIdentification30
          • Svcr Servicer [0..1]PartyIdentification132
          • SubAcctDtls Sub Account Details [0..1]SubAccount5
        • IntrmyInf Intermediary Information [0..*]Intermediary48

          Identification of a related party or intermediary.

          • Id Identification [1..1]PartyIdentification132
          • Acct Account [0..1]Account34
          • Role Role [0..1]Role8Choice (choice)
          • CtctPrsn Contact Person [0..1]ContactIdentification2
        • TradDt Trade Date [0..1]ISODate

          Date on which the transfer was executed.

        • SttlmDt Settlement Date [0..1]ISODate

          Date at which the securities are to be exchanged or were exchanged at the International Central Securities Depository (ICSD) or Central Securities...

        • SndOutDt Send Out Date [0..1]ISODate

          Date on which the document, for example, the application form, was sent.

        • CshSttlmDt Cash Settlement Date [0..1]ISODate

          Date on which cash is available.

        • TtlUnitsNb Total Units Number [0..1]DecimalNumber

          Number of units to be transferred.

        • AvrgPric Average Price [0..1]ActiveOrHistoricCurrencyAnd13DecimalAmount

          Weighted average price of the units in the account.

        • UnitsDtls Units Details [0..*]Unit11

          Breakdown of units to be transferred.

          • UnitsNb Units Number [1..1]DecimalNumber
          • OrdrDt Order Date [0..1]ISODate
          • AcqstnDt Acquisition Date [0..1]ISODate
          • CertNb Certificate Number [0..*]Max35Text
          • Grp1Or2Units Group1 Or2 Units [0..1]UKTaxGroupUnit1Code
          • Ref Reference [0..1]Max35Text
          • PricDtls Price Details [0..1]UnitPrice23
          • TxOvrhd Transaction Overhead [0..1]TotalFeesAndTaxes41
          • OthrAmt Other Amount [0..*]OtherAmount1
        • Convs Conversion [0..1]Conversion2

          Information about the source security following a conversion.

          • SrcScty Source Security [1..1]FinancialInstrumentIdentification1
          • TtlUnitsNb Total Units Number [0..1]DecimalNumber
          • UnitsDtls Units Details [0..*]Unit13
          • AddtlInf Additional Information [0..*]AdditionalInformation15
        • TtlTrfVal Total Transfer Value [0..1]ActiveCurrencyAnd13DecimalAmount

          Total transfer value.

        • PmtDtls Payment Details [0..*]PaymentInstrument18

          Details of a payment that will result from or resulting from the liquation of an asset and transfer of cash or for the transfer of cash that was not...

          • Ref Reference [0..1]Max35Text
          • Amt Amount [1..1]ActiveCurrencyAnd13DecimalAmount
          • PmtDt Payment Date [0..1]ISODate
          • CshSttlmDtls Cash Settlement Details [0..1]PaymentInstrument25Choice (choice)
        • BnftCrstllstnEvt Benefit Crystallisation Event [0..*]BenefitCrystallisationEvent2

          Information about the realisation of benefits taken from a pension.

          • EvtTpNb Event Type Number [0..1]Max35Text
          • EvtTpNm Event Type Name [0..1]Max35Text
          • EvtDt Event Date [0..1]ISODate
          • CrstllstnAmt Crystallisation Amount [0..1]ActiveCurrencyAnd13DecimalAmount
          • PctgOfAllwnc Percentage Of Allowance [0..1]PercentageRate
          • LftmAllwncPrtcn Lifetime Allowance Protection [0..1]YesNoIndicator
          • AddtlInf Additional Information [0..*]AdditionalInformation15
        • DrwdwnTrch Drawdown Tranche [0..*]Drawdown2

          Details of a drawdown tranche.

          • Id Identification [0..1]Max140Text
          • TrchTp Tranche Type [1..1]DrawdownType2Choice (choice)
          • AplblRules Applicable Rules [0..1]ApplicableRules1Choice (choice)
          • InvstrTaxRef Investor Tax Reference [0..1]TaxReference2
          • PctgOfTtlTrfVal Percentage Of Total Transfer Value [0..1]PercentageRate
          • TtlAmtNetDrwdwn Total Amount Net Drawdown [0..1]ActiveCurrencyAnd13DecimalAmount
          • AddtlFndsDsgntd Additional Funds Designated [0..1]YesNoIndicator
          • PnsnCmcmntLumpSumRmng Pension Commencement Lump Sum Remaining [0..1]ActiveCurrencyAnd13DecimalAmount
          • PnsnCmcmntLumpSumDt Pension Commencement Lump Sum Date [0..1]ISODate
          • MltplPnsnCmcmntLumpSums Multiple Pension Commencement Lump Sums [0..1]YesNoIndicator
          • LftmAllwnc Lifetime Allowance [0..1]PercentageRate
          • RcptOfDrwdwnInd Recipient Of Drawdown Indicator [0..1]YesNoIndicator
          • BnfcryDtls Beneficiary Details [0..1]BeneficiaryDrawdown1
          • CapdLmts Capped Limits [0..1]Capped1
          • FlxblDrwdwnTrggrdDt Flexible Drawdown Triggered Date [0..1]ISODate
          • AddtlInf Additional Information [0..*]AdditionalInformation15
        • OthrDrwdwnInf Other Drawdown Information [0..1]Drawdown3

          Drawdown information not specifically associated with a drawdown tranche.

          • MplymntDtls Employment Details [0..1]EmploymentDetails1
          • AddtlInf Additional Information [0..*]AdditionalInformation15
        • QryRspn Query Response [0..*]Max350Text

          Response information.

        • StsInitr Status Initiator [0..1]PartyIdentification139

          Party that initiates the status.

          • Pty Party [1..1]PartyIdentification125Choice (choice)
          • LEI LEI [0..1]LEIIdentifier
        • StsIssr Status Issuer [0..1]PartyIdentification139

          Party that issues the status or information message.

          • Pty Party [1..1]PartyIdentification125Choice (choice)
          • LEI LEI [0..1]LEIIdentifier
        • StsRcpt Status Recipient [0..1]PartyIdentification139

          Party that receives the status or information message.

          • Pty Party [1..1]PartyIdentification125Choice (choice)
          • LEI LEI [0..1]LEIIdentifier
        • AddtlInf Additional Information [0..*]AdditionalInformation15

          Additional information about the status.

          • InfTp Information Type [1..1]GenericIdentification36
          • InfVal Information Value [1..1]Max350Text
      • MktPrctcVrsn Market Practice Version [0..1]MarketPracticeVersion1

        Identifies the market practice to which the message conforms.

        • Nm Name [1..1]Max35Text

          Market practice, for example, “UKTRANSFERS”, “FINDELSLT”.

        • Dt Date [0..1]ISOYearMonth

          Year and month, for example, 2013-06.

        • Nb Number [0..1]Max35Text

          Version of the market practice.

      • Xtnsn Extension [0..*]Extension1

        Additional information that cannot be captured in the structured elements and/or any other specific block.

        • PlcAndNm Place And Name [1..1]Max350Text

          Name qualifying the information provided in the Text field, and place where this information should be inserted.

        • Txt Text [1..1]Max350Text

          Text of the extension.

Have a sese.011 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in sese.011

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

sese.011 questions

What is the latest version of sese.011?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is sese.011.001.09.
What is the root element of sese.011?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:sese.011.001.09, and its message element is TrfInstrStsRpt (TransferInstructionStatusReport).
Is there an MT equivalent of sese.011?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.