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semt: Securities Management

semt.021 Securities Statement Query

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semt.021 is the ISO 20022 SecuritiesStatementQuery message in the Securities Management business area (semt). The latest version is semt.021.001.08, and 11 versions are in the repository.

Message
SecuritiesStatementQuery
Latest version
semt.021.001.08
Submitting organisation
Not read from the catalogue
MT equivalent
MT549

In use: published in the current ISO 20022 catalogue.

What semt.021 is for

An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

The account owner/servicer relationship may be:

- a global custodian which has an account with a local custodian, or

- an investment management institution which manage a fund account opened at a custodian, or

- a broker which has an account with a custodian, or

- a central securities depository participant which has an account with a central securities depository, or

- a central securities depository which has an account with a custodian, another central securities depository or another settlement market infrastructure, or

- a central counterparty or a stock exchange or a trade matching utility which need to instruct to a central securities depository or another settlement market infrastructure.

The message may also be used to:

- re-send a message previously sent,

- provide a third party with a copy of a message for information,

- re-send to a third party a copy of a message for information

using the relevant elements in the Business Application Header.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

semt.021 versions

Every version published in the e-Repository, newest first. Variant 001 and 002 are listed together: a variant other than 001 is a restricted form of the same message with its own schema.

VersionRegistration statusPublished in
semt.021.002.08RegisteredLatest version set
semt.021.002.07RegisteredPrevious version set
semt.021.002.06RegisteredArchive
semt.021.001.08latestRegisteredLatest version set
semt.021.001.07RegisteredPrevious version set
semt.021.001.06RegisteredArchive
semt.021.001.05RegisteredArchive
semt.021.001.04RegisteredArchive
semt.021.001.03RegisteredArchive
semt.021.001.02RegisteredArchive
semt.021.001.01RegisteredArchive

semt.021 message structure

The building blocks of semt.021.001.08 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • SctiesStmtQry SecuritiesStatementQuery [1..1]
      • StmtReqd Statement Requested [1..1]DocumentNumber13

        Description of the statement requested.

        • Nb Number [1..1]DocumentNumber5Choice (choice)

          Number used to identify a message or document.

          • ShrtNb Short Number [1..1]Exact3NumericText
          • LngNb Long Number [1..1]ISO20022MessageIdentificationText
          • PrtryNb Proprietary Number [1..1]GenericIdentification36
      • StmtGnlDtls Statement General Details [0..1]Statement83

        General information related to the report.

        • StmtDtOrPrd Statement Date Or Period [0..1]DateAndPeriod3Choice (choice)

          Date or period of the statement.

          • StmtDt Statement Date [1..1]DateAndDateTime2Choice (choice)
          • StmtPrd Statement Period [1..1]Period7Choice (choice)
        • Frqcy Frequency [0..1]Frequency25Choice (choice)

          Frequency of the statement.

          • Cd Code [1..1]EventFrequency4Code
          • Prtry Proprietary [1..1]GenericIdentification30
        • UpdTp Update Type [0..1]UpdateType15Choice (choice)

          Indicates whether the statement is complete or contains changes only.

          • Cd Code [1..1]StatementUpdateType1Code
          • Prtry Proprietary [1..1]GenericIdentification30
        • StmtBsis Statement Basis [0..1]StatementBasis7Choice (choice)

          Type of balance on which the statement is prepared.

          • Cd Code [1..1]StatementBasis1Code
          • Prtry Proprietary [1..1]GenericIdentification30
        • StmtTp Statement Type [0..1]StatementType5Choice (choice)

          Type of balance on which the statement is prepared.

          • Cd Code [1..1]SecuritiesStatementType1Code
          • Prtry Proprietary [1..1]GenericIdentification30
      • AcctOwnr Account Owner [0..1]PartyIdentification144

        Party that legally owns the account.

        • Id Identification [1..1]PartyIdentification127Choice (choice)

          Unique identification of the party.

          • AnyBIC Any BIC [1..1]AnyBICDec2014Identifier
          • PrtryId Proprietary Identification [1..1]GenericIdentification36
        • LEI LEI [0..1]LEIIdentifier

          Legal entity identification as an alternate identification for a party.

      • SfkpgAcct Safekeeping Account [0..1]SecuritiesAccount19

        Account to or from which a securities entry is made.

        • Id Identification [1..1]Max35Text

          Unambiguous identification for the account between the account owner and the account servicer.

        • Tp Type [0..1]GenericIdentification30

          Specifies the type of securities account.

          • Id Identification [1..1]Exact4AlphaNumericText
          • Issr Issuer [1..1]Max35Text
          • SchmeNm Scheme Name [0..1]Max35Text
        • Nm Name [0..1]Max70Text

          Description of the account.

      • BlckChainAdrOrWllt Block Chain Address Or Wallet [0..1]BlockChainAddressWallet3

        Blockchain address or wallet where digital assets are maintained.

        • Id Identification [1..1]Max140Text

          Unambiguous identification for the account between the account owner and the account servicer.

        • Tp Type [0..1]GenericIdentification30

          Specifies the type of securities account.

          • Id Identification [1..1]Exact4AlphaNumericText
          • Issr Issuer [1..1]Max35Text
          • SchmeNm Scheme Name [0..1]Max35Text
        • Nm Name [0..1]Max70Text

          Description of the account.

      • AddtlQryParams Additional Query Parameters [0..*]AdditionalQueryParameters13

        Additional specific query criteria.

        • Sts Status [0..1]Status19Choice (choice)

          Request to obtain a Securities Transaction Pending Report for transactions with the specified status.

          • AffirmSts Affirmation Status [1..1]AffirmationStatus8Choice (choice)
          • AllcnSts Allocation Status [1..1]AllocationSatus3Choice (choice)
          • RepoCallReqSts Repo Call Request Status [1..1]RepoCallRequestStatus8Choice (choice)
          • CorpActnEvtPrcgSts Corporate Action Event Processing Status [1..1]CorporateActionEventProcessingStatus3Choice (choice)
          • CorpActnEvtStag Corporate Action Event Stage [1..1]CorporateActionEventStage3Choice (choice)
          • IfrrdMtchgSts Inferred Matching Status [1..1]MatchingStatus27Choice (choice)
          • InstrPrcgSts Instruction Processing Status [1..1]InstructionProcessingStatus23Choice (choice)
          • MtchgSts Matching Status [1..1]MatchingStatus27Choice (choice)
          • RegnPrcgSts Registration Processing Status [1..1]RegistrationProcessingStatus3Choice (choice)
          • RspnSts Response Status [1..1]ResponseStatus5Choice (choice)
          • RplcmntPrcgSts Replacement Processing Status [1..1]ReplacementProcessingStatus8Choice (choice)
          • CxlPrcgSts Cancellation Processing Status [1..1]CancellationProcessingStatus7Choice (choice)
          • SttlmSts Settlement Status [1..1]SettlementStatus19Choice (choice)
          • SttlmCondModSts Settlement Condition Modification Status [1..1]SettlementConditionModificationStatus3Choice (choice)
        • Rsn Reason [0..*]Reason19Choice (choice)

          Request to obtain a Securities Transaction Pending Report for transactions with the specified status reason.

          • RepoCallAckRsn Repo Call Acknowledgement Reason [0..1]AcknowledgementReason13Choice (choice)
          • CxlRsn Cancellation Reason [0..1]CancellationReason20Choice (choice)
          • PdgCxlRsn Pending Cancellation Reason [0..1]PendingCancellationReasons4Choice (choice)
          • GnrtdRsn Generated Reason [0..1]GeneratedReasons5Choice (choice)
          • DndRsn Denied Reason [0..1]DeniedReason14Choice (choice)
          • AckdAccptdRsn Acknowledged Accepted Reason [0..1]AcknowledgementReason12Choice (choice)
          • PdgRsn Pending Reason [0..1]PendingReason29Choice (choice)
          • FlngRsn Failing Reason [0..1]FailingReason9Choice (choice)
          • PdgPrcgRsn Pending Processing Reason [0..1]PendingProcessingReason11Choice (choice)
          • RjctnRsn Rejection Reason [0..1]RejectionReason45Choice (choice)
          • RprRsn Repair Reason [0..1]RepairReason11Choice (choice)
          • PdgModRsn Pending Modification Reason [0..1]PendingReason28Choice (choice)
          • UmtchdRsn Unmatched Reason [0..1]UnmatchedReason22Choice (choice)
        • FinInstrmId Financial Instrument Identification [0..*]SecurityIdentification19

          Financial instruments representing a sum of rights of the investor vis-a-vis the issuer.

          • ISIN ISIN [0..1]ISINOct2015Identifier
          • OthrId Other Identification [0..*]OtherIdentification1
          • Desc Description [0..1]Max140Text
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that cannot be captured in the structured elements and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a semt.021 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in semt.021

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

semt.021 questions

What is the latest version of semt.021?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is semt.021.001.08.
What is the root element of semt.021?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:semt.021.001.08, and its message element is SctiesStmtQry (SecuritiesStatementQuery).
Is there an MT equivalent of semt.021?
Yes. semt.021 does the same business job as MT549. Field-level translation has gaps in both directions.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.