ExternalServiceCategory1Code: Service Category Codes

Codes

• ACMSAccount Management ServicesAgreement under which or rules under which the transaction should be processed expressed as a code.
• BICMBilateral Collateral ManagementThis category encompasses the reporting of all fees related to the management of collateral subject to bilateral agreements (covering central bank financing for marketable and non-marketable assets, non-cleared OTC derivatives and securities financing).
• CALMCash And Liquidity Management ServicesThis category encompasses the reporting of all fees related to cash and liquidity management services.
• CLEAClearing ServicesThis category encompasses the reporting of fees related to the provision of clearing services.
• CUSTCustody ServicesThis category encompasses the reporting of all fees that are charged per operation such as election instructions. The category is also used to report fees on tax services related to assets under custody together with the processing of corporate actions and meetings events.
• INSVInformation ServicesThis category encompasses the reporting of all fees related to the provision of information through any kind of means and to the provision of connectivity tools. This includes ISO messaging (inbound or outbound), graphical user interface (GUI) access, connectivity, recharge of security tokens, report subscriptions and the provision of data by any other means (e.g. paper based formats).
• INVSInvestment Fund ServicesThis category encompasses the reporting of all related to specific services provided for investment funds, such as order routing or holder reporting. The safekeeping and settlement of investment funds and exchange-traded funds should be reported under the Safekeeping Services and Settlement Services categories respectively.
• ISSUIssuer ServicesThis category encompasses the reporting of fees related to the provision of issuer services by a CSD. This includes fees such as issuance and redemptions of securities and management of corporate actions.
• OTHROther ServicesThis category encompasses the reporting of fees related to other services provided which might not be set in a general tariff applicable to all clients, but bilaterally agreed with clients individually. This includes the provision of customised service requests and other support provided to clients such as training and testing access as well as out-of-pocket expenses.
• PENASettlement PenaltiesThis category encompasses the reporting of all fees related to the cost recovery of settlement penalties applied by non-EU settlement systems (outside the scope of CSDR settlement discipline).
• PENMPenalty MechanismThis category encompasses the reporting of fees related to the recovery of costs associated with the development and maintenance of the penalty mechanism. Note: this category should not be used for the reporting of the penalty itself.
• REGIRegistration ServicesThis category encompasses the reporting of all fees related to the registration of securities.
• SAFESafekeeping ServicesThis category encompasses the reporting of all fees that are calculated as basis points applied to the assets under custody. This includes notary, central maintenance and asset servicing fees.
• SECLSecurities Lending ServicesThis category encompasses the reporting of all fees related to securities lending services.
• SETTSettlement ServicesThis category encompasses the reporting of all fees related to the settlement of securities and/or cash. This includes fees related to the settlement of market claims and transformations. Taxes applied on settled transactions (such as financial transaction taxes) and ancillary settlement services are also reported under this category.
• SHDTShareholders Data Transmission ServicesThis category encompasses the reporting of fees related to the provision of services allowing intermediaries to send shareholders' data to issuers. This includes costs related to the provision of service for the calculation and settlement of fees applied by intermediaries to issuers for the notification of shareholders' data.
• STEXStock Exchange ServicesThis category encompasses the reporting of fees related to the provision of stock exchange services. This includes transaction fees.
• TPCMTriparty Collateral Management ServicesThis category encompasses the reporting of all fees related to the provision of services to collateral giver and/or collateral takers involved in a triparty collateral management transaction.