What is the latest version of auth.009?

The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.009.001.02.

What is the root element of auth.009?

The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.009.001.02, and its message element is RgltryTxRptCxlReq (RegulatoryTransactionReportCancellationRequest).

Is there an MT equivalent of auth.009?

No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

auth: Authorities

auth.009 Regulatory Transaction Report Cancellation Request

Written and maintained by ZagTrader. Last reviewed 21 October 2026. How this page is sourced and checked

auth.009 is the ISO 20022 RegulatoryTransactionReportCancellationRequest message in the Authorities business area (auth). The latest version is auth.009.001.02. It is no longer in the current catalogue of messages.

Message: RegulatoryTransactionReportCancellationRequest
Latest version: auth.009.001.02
Submitting organisation: Not read from the catalogue
MT equivalent: None listed

Archived: no version is in the latest or previous version sets.

What auth.009 is for

A reporting institution, eg, an investment bank, sends the RegulatoryTransactionReportCancellationRequest to a regulator or to an intermediary (eg a reporting agent), to request a cancellation of a previously sent RegulatoryTransactionReport.
The message definition can be used to cancel an entire RegulatoryTransactionReport or to cancel one or more individual transactions in a previously sent RegulatoryTransactionReport.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.009 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

Version	Registration status	Published in
auth.009.001.02latest	Registered	Archive

auth.009 message structure

The building blocks of auth.009.001.02 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

Document [1..1]
- RgltryTxRptCxlReq RegulatoryTransactionReportCancellationRequest [1..1]
  - Id Identification [1..1]DocumentIdentification8
    Identification of the RegulatoryTransactionReportCancellationRequest document.
    - Id Identification [1..1]Max35Text
      Unique identification of the document.
    - CreDtTm Creation Date Time [0..1]ISODateTime
      Date/time of the creation of the document.
  - RptgInstn Reporting Institution [1..1]PartyIdentification23Choice (choice)
    Identification of the firm that executed the transaction.
    - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking...
    - PrtryId Proprietary Identification [1..1]GenericIdentification1
      Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme.
      - Id Identification [1..1]Max35Text
      - SchmeNm Scheme Name [0..1]Max35Text
      - Issr Issuer [0..1]Max35Text
  - RptgAgt Reporting Agent [0..1]PartyIdentification24Choice (choice)
    Identifies the intermediary which is reporting on behalf on the reporting institution.
    - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking...
    - MIC MIC [1..1]MICIdentifier
      Market Identifier Code.
  - CxlByTxDtls Cancellation By Transaction Details [1..*]TransactionDetails3
    Provides all the details of the transaction report that needs to be cancelled.
    - TradRef Trade Reference [1..1]Max70Text
      Unique identification assigned to a trade.
    - AssoctdTradRef Associated Trade Reference [0..*]Max70Text
      Reference that links to other trades that are/will be sent, eg for straddles where put and call legs need to be reported together.
    - PlcOfTrad Place Of Trade [1..1]PlaceOfTradeIdentification2Choice (choice)
      Identifies the execution venue.
      - MktId Market Identification [1..1]MICIdentifier
      - OffMkt Off Market [1..1]OffMarket1Choice (choice)
    - TradDtTm Trade Date Time [1..1]ISODateTime
      Specifies the date/time on which the trade was executed.
    - FinInstrmDtls Financial Instrument Details [1..1]FinancialInstrument15
      Provides details of the financial instrument for which the transaction report is being sent.
      - Id Identification [1..1]SecurityIdentification6Choice (choice)
      - InstrmDesc Instrument Description [0..1]SecurityInstrumentDescription2
      - UndrlygInstrmId Underlying Instrument Identification [0..1]SecurityIdentification6Choice (choice)
    - Sd Side [1..1]OrderDriverCode
      Identifies whether the transaction was a buy or a sell from the perspective of the reporting firm.
    - TxRptMrkr Transaction Report Marker [0..10]PartyIdentification24Choice (choice)
      Identifies the regulator(s) to whom the transaction report must be sent.
      - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      - MIC MIC [1..1]MICIdentifier
    - CtrPty Counterparty [1..1]PartyIdentification11Choice (choice)
      Provides details of the counterparty.
      - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      - CntrlCtrPty Central Counterparty [1..1]MICIdentifier
      - PrtryId Proprietary Identification [1..1]GenericIdentification1
    - Clnt Client [0..1]PartyIdentification23
      Provides details of the client.
      - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      - PrtryId Proprietary Identification [1..1]GenericIdentification1
      - NmAndAdr Name And Address [0..1]NameAndAddress5
    - Cpcty Capacity [1..1]TradingCapacity3Code
      Identifies the trading capacity of the firm reporting the transaction, eg Agent or Principal.
    - ExctdTradPric Executed Trade Price [1..1]PriceRateOrAmountChoice (choice)
      Specifies the currency and price at which the trade has been executed, excluding commission or accrued interest.
      - Rate Rate [1..1]PercentageRate
      - Amt Amount [1..1]ActiveOrHistoricCurrencyAnd13DecimalAmount
    - ExctdTradQty Executed Trade Quantity [1..1]UnitOrFaceAmountChoice (choice)
      Quantity of financial instrument executed by the trading party.
      - Unit Unit [1..1]DecimalNumber
      - FaceAmt Face Amount [1..1]CurrencyAndAmount
    - SttlmAmt Settlement Amount [0..1]ActiveCurrencyAndAmount
      The total consideration or value.
    - SttlmDt Settlement Date [0..1]ISODateTime
      Identifies the intended settlement date.
    - PrxyHldr Proxy Holder [0..1]PartyIdentification2Choice (choice)
      Provides details of the person/organisation that has the power of attorney.
      - BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier
      - PrtryId Proprietary Identification [1..1]GenericIdentification1
      - NmAndAdr Name And Address [1..1]NameAndAddress5
    - AddtlInf Additional Information [0..1]Max350Text
      Additional domestic regulatory transaction information.
  - PrvsRef Previous Reference [1..1]DocumentIdentification9
    Provides the reference of the RegulatoryTransactionReport document that was previously sent and that needs to be cancelled in its entirety.
    - Id Identification [1..1]Max35Text
      Identifies the document.
  - CxlByTradRef Cancellation By Trade Reference [1..*]TransactionDetails2
    Provides the trade reference of the transaction report that needs to be cancelled.
    - TradRef Trade Reference [1..1]Max70Text
      Unique identification assigned to a trade once it is received or matched by an executing system.

Have a auth.009 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.009 questions

What is the latest version of auth.009?: The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.009.001.02.
What is the root element of auth.009?: The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.009.001.02, and its message element is RgltryTxRptCxlReq (RegulatoryTransactionReportCancellationRequest).
Is there an MT equivalent of auth.009?: No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.