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auth: Authorities

auth.010 Regulatory Transaction Report Status

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auth.010 is the ISO 20022 RegulatoryTransactionReportStatus message in the Authorities business area (auth). The latest version is auth.010.001.01. It is no longer in the current catalogue of messages.

Message
RegulatoryTransactionReportStatus
Latest version
auth.010.001.01
Submitting organisation
Not read from the catalogue
MT equivalent
None listed

Archived: no version is in the latest or previous version sets.

What auth.010 is for

A regulator or an intermediary sends the RegulatoryTransactionReportStatus to a reporting institution to provide the status of a RegulatoryTransactionReport previously sent by the reporting institution.

The message definition may be used to provide a status for the entire report or to provide a status at the level of individual transactions within the report. One of the following statuses can be reported:

- Completed, or,

- Pending, or,

- Rejected.

If the status is rejected, then reason for the rejection must be specified.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.010 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.010.001.01latestRegisteredArchive

auth.010 message structure

The building blocks of auth.010.001.01 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • RgltryTxRptStsV01 RegulatoryTransactionReportStatus [1..1]
      • Id Identification [1..1]DocumentIdentification8

        Identification of the RegulatoryTransactionReportStatus document.

        • Id Identification [1..1]Max35Text

          Unique identification of the document.

        • CreDtTm Creation Date Time [0..1]ISODateTime

          Date/time of the creation of the document.

      • RptgInstn Reporting Institution [1..1]PartyIdentification23Choice (choice)

        Identification of the firm that is legally responsible for sending the transaction report.

        • BICOrBEI BIC Or BEI [1..1]AnyBICIdentifier

          Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking...

        • PrtryId Proprietary Identification [1..1]GenericIdentification1

          Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme.

          • Id Identification [1..1]Max35Text
          • SchmeNm Scheme Name [0..1]Max35Text
          • Issr Issuer [0..1]Max35Text
      • RptSts Report Status [1..1]ReportStatusAndReason1

        Provides the status of the entire RegulatoryTransactionReport that was previously sent by the reporting institution.

        • RltdRef Related Reference [1..1]Max35Text

          Provides the identification of the RegulatoryTransactionReport document that was previously sent by the reporting institution.

        • Sts Status [1..1]Status2Code

          Indicates the status of a report message.

        • Rjctd Rejected [1..100]RejectedStatusReason9Choice (choice)

          Indicates that the report is rejected and provides a reason why.

          • Rsn Reason [1..1]RejectedStatusReason9Code
          • XtndedRsn Extended Reason [1..1]Extended350Code
          • DataSrcSchme Data Source Scheme [1..1]GenericIdentification1
      • IndvTxSts Individual Transaction Status [1..*]TradeTransactionStatusAndReason1

        Provides the status of one or more transactions that were previously sent within a RegulatoryTransactionReport by the reporting institution.

        • RltdRef Related Reference [1..1]Max35Text

          Provides the identification of the RegulatoryTransactionReport document that was previously sent by the reporting institution.

        • TradRef Trade Reference [1..1]Max70Text

          Unique identification assigned to a trade once it is received or matched by an executing system.

        • Sts Status [1..1]Status2Code

          Indicates the status of a trade transaction.

        • Rjctd Rejected [1..100]RejectedStatusReason9Choice (choice)

          Indicates that the report is rejected and provides a reason why.

          • Rsn Reason [1..1]RejectedStatusReason9Code
          • XtndedRsn Extended Reason [1..1]Extended350Code
          • DataSrcSchme Data Source Scheme [1..1]GenericIdentification1

Have a auth.010 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.010 questions

What is the latest version of auth.010?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.010.001.01.
What is the root element of auth.010?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.010.001.01, and its message element is RgltryTxRptStsV01 (RegulatoryTransactionReportStatus).
Is there an MT equivalent of auth.010?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.