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auth: Authorities

auth.041 Financial Instrument Reporting Non Equity Trading Activity Report

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auth.041 is the ISO 20022 FinancialInstrumentReportingNonEquityTradingActivityReport message in the Authorities business area (auth). The latest version is auth.041.001.01.

Message
FinancialInstrumentReportingNonEquityTradingActivityReport
Latest version
auth.041.001.01
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.041 is for

The FinancialInstrumentReportingNonEquityTradingActivityReport message is sent by the trading venue to the national competent authority to report on non-equity specific trading activity aggregated quantitative data, used for the transparency calculations.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.041 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.041.001.01latestRegisteredLatest version set

auth.041 message structure

The building blocks of auth.041.001.01 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • FinInstrmRptgNonEqtyTradgActvtyRpt FinancialInstrumentReportingNonEquityTradingActivityReport [1..1]
      • RptHdr Report Header [1..1]SecuritiesMarketReportHeader1

        Header information related to the global report.

        • RptgNtty Reporting Entity [1..1]TradingVenueIdentification1Choice (choice)

          Identification of the venue which generates the report.

          • MktIdCd Market Identification Code [1..1]MICIdentifier
          • NtlCmptntAuthrty National Competent Authority [1..1]CountryCode
          • Othr Other [1..1]TradingVenueIdentification2
        • RptgPrd Reporting Period [1..1]Period4Choice (choice)

          Date or date range the report relates to.

          • Dt Date [1..1]ISODate
          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
          • FrDtToDt From Date To Date [1..1]Period2
        • SubmissnDtTm Submission Date Time [0..1]ISODateTime

          Date and time of the report originally submitted by the reporting entity when the file is generated for submission to their reporting authority.

      • NonEqtyTrnsprncyData Non Equity Transparency Data [1..*]TransparencyDataReport15

        Details the transparency data reported by a trading venue.

        • TechRcrdId Technical Record Identification [0..1]Max35Text

          Unique identifier of a record in a message used as part of error management and status advice messages.

        • Id Identification [1..1]ISINOct2015Identifier

          Identifies the financial instrument using an ISIN.

        • RptgDt Reporting Date [0..1]ISODate

          Date to which the quantitative data fields below relate.

        • TradgVn Trading Venue [0..1]MICIdentifier

          Segment MIC for the trading venue where applicable, otherwise the operational MIC.

        • Sspnsn Suspension [1..1]TrueFalseIndicator

          Indicates whether the instrument was suspended for trading on that trading venue on the reporting day.

        • NbTxs Number Transactions [0..1]Number

          Total number of transactions executed on the reporting day for the instrument.

        • AggtdQttvData Aggregated Quantitative Data [0..*]TransactionsBin2

          Aggregated quantitative data on the non-equity instrument being reported.

          • NbOfTxs Number Of Transactions [1..1]Number
          • TtlNtnlAmt Total Notional Amount [1..1]DecimalNumber
          • Rg Range [1..1]FromToQuantityRange2
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.041 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.041 questions

What is the latest version of auth.041?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.041.001.01.
What is the root element of auth.041?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.041.001.01, and its message element is FinInstrmRptgNonEqtyTradgActvtyRpt (FinancialInstrumentReportingNonEquityTradingActivityReport).
Is there an MT equivalent of auth.041?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.