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auth: Authorities

auth.044 Financial Instrument Reporting Equity Trading Activity Result

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auth.044 is the ISO 20022 FinancialInstrumentReportingEquityTradingActivityResult message in the Authorities business area (auth). The latest version is auth.044.001.03, and 2 versions are in the repository.

Message
FinancialInstrumentReportingEquityTradingActivityResult
Latest version
auth.044.001.03
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.044 is for

The FinancialInstrumentReportingEquityTradingActivityResult message is sent by a national competent authority to report on computed results data of equity specific trading activity.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.044 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.044.001.03 latestListed in the catalogue of messagesNewer than the e-Repository release used here
auth.044.001.02RegisteredLatest version set
auth.044.001.01RegisteredPrevious version set

auth.044 message structure

The building blocks of auth.044.001.02 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • FinInstrmRptgEqtyTradgActvtyRslt FinancialInstrumentReportingEquityTradingActivityResult [1..1]
      • RptHdr Report Header [1..1]SecuritiesMarketReportHeader1

        Header to provide details on when and from whom the message originates.

        • RptgNtty Reporting Entity [1..1]TradingVenueIdentification1Choice (choice)

          Identification of the venue which generates the report.

          • MktIdCd Market Identification Code [1..1]MICIdentifier
          • NtlCmptntAuthrty National Competent Authority [1..1]CountryCode
          • Othr Other [1..1]TradingVenueIdentification2
        • RptgPrd Reporting Period [1..1]Period4Choice (choice)

          Date or date range the report relates to.

          • Dt Date [1..1]ISODate
          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
          • FrDtToDt From Date To Date [1..1]Period2
        • SubmissnDtTm Submission Date Time [0..1]ISODateTime

          Date and time of the report originally submitted by the reporting entity when the file is generated for submission to their reporting authority.

      • EqtyTrnsprncyData Equity Transparency Data [1..*]TransparencyDataReport17

        Details the transparency data reported by a trading venue.

        • TechRcrdId Technical Record Identification [0..1]Max35Text

          Unique identifier of a record in a message used as part of error management and status advice messages.

        • Id Identification [1..1]ISINOct2015Identifier

          Identifies the financial instrument using an ISIN.

        • FinInstrmClssfctn Financial Instrument Classification [0..1]EquityInstrumentReportingClassification1Code

          Specifies the classification of the equity instrument.

        • FullNm Full Name [0..1]Max350Text

          Full name of the reporting entity.

        • TradgVn Trading Venue [0..1]MICIdentifier

          Segment MIC for the trading venue where applicable, otherwise the operational MIC.

        • RptgPrd Reporting Period [0..1]Period4Choice (choice)

          Period to which the quantitative data fields relate.

          • Dt Date [1..1]ISODate
          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
          • FrDtToDt From Date To Date [1..1]Period2
        • Lqdty Liquidity [0..1]TrueFalseIndicator

          Flag to say if this ISIN is liquid or not post calculations.

        • Mthdlgy Methodology [0..1]TransparencyMethodology2Code

          Methodology that has been used to calculate the result.

        • Sttstcs Statistics [0..1]StatisticsTransparency3

          Statistics for a financial instrument generated as part of transparency calculations.

          • AvrgDalyTrnvr Average Daily Turnover [0..1]ActiveCurrencyAndAmount
          • AvrgTxVal Average Transaction Value [0..1]ActiveCurrencyAndAmount
          • LrgInScale Large In Scale [0..1]DecimalNumber
          • StdMktSz Standard Market Size [0..1]DecimalNumber
          • AvrgDalyNbOfTxs Average Daily Number Of Transactions [0..1]DecimalNumber
          • TtlNbOfTxsExctd Total Number Of Transactions Executed [0..1]DecimalNumber
          • TtlVolOfTxsExctd Total Volume Of Transactions Executed [0..1]DecimalNumber
          • TtlNbOfTradgDays Total Number Of Trading Days [0..1]Number
        • RlvntMkt Relevant Market [0..1]MarketDetail2

          Specific market details related to the most relevant market in terms of liquidity.

          • Id Identification [1..1]MICIdentifier
          • AvrgDalyNbOfTxs Average Daily Number Of Transactions [0..1]DecimalNumber
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.044 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.044 questions

What is the latest version of auth.044?
The ISO 20022 catalogue of messages lists auth.044.001.03 as the latest version. The e-Repository release of 24 April 2025, which this page's structure comes from, has versions up to auth.044.001.02.
What is the root element of auth.044?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.044.001.03, and its message element is FinInstrmRptgEqtyTradgActvtyRslt (FinancialInstrumentReportingEquityTradingActivityResult).
Is there an MT equivalent of auth.044?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

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The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.