What is the latest version of auth.045?

The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.045.001.03.

What is the root element of auth.045?

The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.045.001.03, and its message element is FinInstrmRptgNonEqtyTradgActvtyRslt (FinancialInstrumentReportingNonEquityTradingActivityResult).

Is there an MT equivalent of auth.045?

No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

auth: Authorities

auth.045 Financial Instrument Reporting Non Equity Trading Activity Result

Written and maintained by ZagTrader. Last reviewed 21 October 2026. How this page is sourced and checked

auth.045 is the ISO 20022 FinancialInstrumentReportingNonEquityTradingActivityResult message in the Authorities business area (auth). The latest version is auth.045.001.03, and 3 versions are in the repository.

Message: FinancialInstrumentReportingNonEquityTradingActivityResult
Latest version: auth.045.001.03
Submitting organisation: ESMA
MT equivalent: None listed

In use: published in the current ISO 20022 catalogue.

What auth.045 is for

The FinancialInstrumentReportingNonEquityTradingActivityResult message is sent by the trading venue to the national competent authority to report on computed results data of non-equity specific trading activity.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.045 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

Version	Registration status	Published in
auth.045.001.03latest	Registered	Latest version set
auth.045.001.02	Registered	Previous version set
auth.045.001.01	Registered	Archive

auth.045 message structure

The building blocks of auth.045.001.03 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

Document [1..1]
- FinInstrmRptgNonEqtyTradgActvtyRslt FinancialInstrumentReportingNonEquityTradingActivityResult [1..1]
  - RptHdr Report Header [1..1]SecuritiesMarketReportHeader1
    Header information related to the global report.
    - RptgNtty Reporting Entity [1..1]TradingVenueIdentification1Choice (choice)
      Identification of the venue which generates the report.
      - MktIdCd Market Identification Code [1..1]MICIdentifier
      - NtlCmptntAuthrty National Competent Authority [1..1]CountryCode
      - Othr Other [1..1]TradingVenueIdentification2
    - RptgPrd Reporting Period [1..1]Period4Choice (choice)
      Date or date range the report relates to.
      - Dt Date [1..1]ISODate
      - FrDt From Date [1..1]ISODate
      - ToDt To Date [1..1]ISODate
      - FrDtToDt From Date To Date [1..1]Period2
    - SubmissnDtTm Submission Date Time [0..1]ISODateTime
      Date and time of the report originally submitted by the reporting entity when the file is generated for submission to their reporting authority.
  - NonEqtyTrnsprncyData Non Equity Transparency Data [1..*]TransparencyDataReport20
    Details the transparency data reported by a trading venue.
    - TechRcrdId Technical Record Identification [0..1]Max35Text
      Unique identifier of a record in a message used as part of error management and status advice messages.
    - Id Identification [1..1]InstrumentOrSubClassIdentification2Choice (choice)
      Identifies the financial instrument or the class of financial instruments to which the result relates.
      - ISINAndSubClss ISIN And Sub Class [1..1]InstrumentAndSubClassIdentification2
      - AsstClssAndSubClss Asset Class And Sub Class [1..1]AssetClassAndSubClassIdentification2
    - FullNm Full Name [0..1]Max350Text
      Full name of the reporting entity.
    - TradgVn Trading Venue [0..1]MICIdentifier
      Segment MIC for the trading venue where applicable, otherwise the operational MIC.
    - RptgPrd Reporting Period [0..1]Period4Choice (choice)
      Period to which the quantitative data fields relate.
      - Dt Date [1..1]ISODate
      - FrDt From Date [1..1]ISODate
      - ToDt To Date [1..1]ISODate
      - FrDtToDt From Date To Date [1..1]Period2
    - Lqdty Liquidity [0..1]TrueFalseIndicator
      Flag to say if this ISIN is liquid or not post calculations.
    - PreTradLrgInScaleThrshld Pre Trade Large In Scale Threshold [0..1]TonsOrCurrency2Choice (choice)
      The pre-trade Large in Scale threshold.
      - Nb Number [1..1]DecimalNumber
      - Amt Amount [1..1]ActiveOrHistoricCurrencyAndAmount
    - PstTradLrgInScaleThrshld Post Trade Large In Scale Threshold [0..1]TonsOrCurrency2Choice (choice)
      The post-trade Large in Scale threshold.
      - Nb Number [1..1]DecimalNumber
      - Amt Amount [1..1]ActiveOrHistoricCurrencyAndAmount
    - PreTradInstrmSzSpcfcThrshld Pre Trade Instrument Size Specific Threshold [0..1]TonsOrCurrency2Choice (choice)
      The pre-trade Size Specific to an Instrument threshold.
      - Nb Number [1..1]DecimalNumber
      - Amt Amount [1..1]ActiveOrHistoricCurrencyAndAmount
    - PstTradInstrmSzSpcfcThrshld Post Trade Instrument Size Specific Threshold [0..1]TonsOrCurrency2Choice (choice)
      The post-trade Size Specific to an Instrument threshold.
      - Nb Number [1..1]DecimalNumber
      - Amt Amount [1..1]ActiveOrHistoricCurrencyAndAmount
    - Sttstcs Statistics [0..1]StatisticsTransparency2
      Statistics for a financial instrument generated as part of transparency calculations.
      - TtlNbOfTxsExctd Total Number Of Transactions Executed [1..1]Number
      - TtlVolOfTxsExctd Total Volume Of Transactions Executed [1..1]DecimalNumber
  - SplmtryData Supplementary Data [0..*]SupplementaryData1
    Additional information that can not be captured in the structured fields and/or any other specific block.
    - PlcAndNm Place And Name [0..1]Max350Text
      Unambiguous reference to the location where the supplementary data must be inserted in the message instance.
    - Envlp Envelope [1..1]SupplementaryDataEnvelope1
      Technical element wrapping the supplementary data.

Have a auth.045 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.045 questions

What is the latest version of auth.045?: The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.045.001.03.
What is the root element of auth.045?: The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.045.001.03, and its message element is FinInstrmRptgNonEqtyTradgActvtyRslt (FinancialInstrumentReportingNonEquityTradingActivityResult).
Is there an MT equivalent of auth.045?: No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

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The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.