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auth: Authorities

auth.101 Settlement Fails Annual Report

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auth.101 is the ISO 20022 SettlementFailsAnnualReport message in the Authorities business area (auth). The latest version is auth.101.001.01.

Message
SettlementFailsAnnualReport
Latest version
auth.101.001.01
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.101 is for

The SettlementFailsAnnualReport is sent by a central securities depository or by a central bank operating a securities settlement system to the CSD competent authority to provide annual aggregated data on the number and the nature of settlement instructions which failed to settle on their intended settlement day. The report contains annual statistical information on the number and value of overall settlement instructions, settled instructions, and settlement fails that occurred during a specified period and within a given securities settlement system.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.101 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.101.001.01latestRegisteredLatest version set

auth.101 message structure

The building blocks of auth.101.001.01 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • SttlmFlsAnlRpt SettlementFailsAnnualReport [1..1]
      • RptHdr Report Header [1..1]SettlementFailsReportHeader2

        Specifies parameters of the report.

        • CreDtTm Creation Date Time [1..1]ISODateTime

          Provides the reporting timestamp, when the report was submitted from the CSD to the Competent Authority.

        • RptgPrd Reporting Period [1..1]DatePeriod2

          Period covered by the report.

          • FrDt From Date [1..1]ISODate
          • ToDt To Date [1..1]ISODate
        • Ccy Currency [1..1]ActiveCurrencyCode

          Specifies the currency used to report the aggregated values of the transactions.

        • RptSts Report Status [1..1]TransactionOperationType4Code

          Provides the status of the report.

        • SctiesSttlmSys Securities Settlement System [1..1]SecuritiesSettlementSystemIdentification2

          Specifies the securities settlement system used in a settlement process.

          • SysId System Identification [1..1]Max35Text
          • SysNm System Name [0..1]Max140Text
          • CtryOfJursdctn Country Of Jurisdiction [0..1]CountryCode
          • CSDLglNm CSD Legal Name [0..1]Max140Text
          • LEI LEI [0..1]LEIIdentifier
          • RspnsblPty Responsible Party [0..*]Contact9
      • AnlAggt Annual Aggregate [1..1]SettlementFailsData4

        Aggregated annual volume and value of settled, failed, total of failed settlement instructions performed during the period covered by the report, for financial instruments, types of transactions, types of clients and cash transfers.

        • Ttl Total [1..1]SettlementTotalData1

          Total of all types of settlement transactions.

          • Sttld Settled [1..1]SettlementDataVolume2
          • Faild Failed [1..1]SettlementDataVolume2
          • Ttl Total [1..1]SettlementDataVolume2
          • FaildRate Failed Rate [1..1]SettlementDataRate2
        • FailrRsn Failure Reason [1..1]SettlementFailureReason3

          Further details on the reason for the settlement fails.

          • AvrgDrtn Average Duration [0..1]Max2Fraction1NonNegativeNumber
          • Desc Description [1..*]SettlementFailureReason2
        • ElgblForDrgtn Eligible For Derogation [1..1]SettlementFailsDerogation1

          Eligible for derogation under the local regulation on settlement discipline, including the justification.

          • ElgbltyInd Eligibility Indicator [1..1]TrueFalseIndicator
          • Justfn Justification [0..1]SettlementFailsJustification1
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that cannot be captured in the structured elements and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.101 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

auth.101 questions

What is the latest version of auth.101?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.101.001.01.
What is the root element of auth.101?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.101.001.01, and its message element is SttlmFlsAnlRpt (SettlementFailsAnnualReport).
Is there an MT equivalent of auth.101?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.