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auth: Authorities

auth.106 Derivatives Trade Warnings Report

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auth.106 is the ISO 20022 DerivativesTradeWarningsReport message in the Authorities business area (auth). The latest version is auth.106.001.01.

Message
DerivativesTradeWarningsReport
Latest version
auth.106.001.01
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.106 is for

The DerivativesTradeWarningsReport is sent by the trade repository (TR) to the authority or made available by the trade repository (TR) to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.106 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.106.001.01latestRegisteredLatest version set

auth.106 message structure

The building blocks of auth.106.001.01 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • DerivsTradWrnngsRpt DerivativesTradeWarningsReport [1..1]
      • WrnngsSttstcs Warnings Statistics [1..1]StatisticsPerCounterparty16Choice (choice)

        Detailed information on missing valuations of outstanding derivatives, missing margin information of outstanding derivatives, as well as on abnormal values reported in the fields.

        • DataSetActn Data Set Action [1..1]ReportPeriodActivity1Code

          Specifies the type of report activity for a specific reporting period.

        • Rpt Report [1..1]DetailedStatisticsPerCounterparty17

          Detailed information on statistics per combination of counterparties.

          • RefDt Reference Date [1..1]ISODate
          • MssngValtn Missing Valuation [1..1]DetailedMissingValuationsStatistics4Choice (choice)
          • MssngMrgnInf Missing Margin Information [1..1]DetailedMissingMarginInformationStatistics4Choice (choice)
          • AbnrmlVals Abnormal Values [1..1]DetailedAbnormalValuesStatistics4Choice (choice)
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that cannot be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.106 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in auth.106

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

auth.106 questions

What is the latest version of auth.106?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.106.001.01.
What is the root element of auth.106?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.106.001.01, and its message element is DerivsTradWrnngsRpt (DerivativesTradeWarningsReport).
Is there an MT equivalent of auth.106?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.