ZagTrader

auth: Authorities

auth.109 Derivatives Trade Margin Data Transaction State Report

Written and maintained by ZagTrader. Last reviewed . How this page is sourced and checked

auth.109 is the ISO 20022 DerivativesTradeMarginDataTransactionStateReport message in the Authorities business area (auth). The latest version is auth.109.001.02, and 2 versions are in the repository.

Message
DerivativesTradeMarginDataTransactionStateReport
Latest version
auth.109.001.02
Submitting organisation
ESMA
MT equivalent
None listed

In use: published in the current ISO 20022 catalogue.

What auth.109 is for

The DerivativesTradeMarginDataTransactionStateReport message is sent by the trade repository (TR) to the competent authority or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, containing latest state of the margins exchanged in relation to the derivatives transactions.

Definition from the ISO 20022 e-Repository, release of 24 April 2025.

auth.109 versions

Every version published in the e-Repository, newest first. A message keeps its business purpose across versions; each new version is a separate schema with its own namespace.

VersionRegistration statusPublished in
auth.109.001.02latestRegisteredLatest version set
auth.109.001.01RegisteredPrevious version set

auth.109 message structure

The building blocks of auth.109.001.02 to three levels, with multiplicity ([0..1] optional, [1..1] mandatory, * any number) and the data type or component. Element names and definitions are from the ISO 20022 repository; usage guidelines such as CBPR+ or a market infrastructure's rules can restrict them further.

  • Document [1..1]
    • DerivsTradMrgnDataTxStatRpt DerivativesTradeMarginDataTransactionStateReport [1..1]
      • RptHdr Report Header [1..1]TradeReportHeader4

        Header information related to metadata of report message.

        • RptExctnDt Report Execution Date [0..1]ISODate

          Indicates the as-at day for which the report was produced.

        • MsgPgntn Message Pagination [0..1]Pagination1

          Page number of the message (within the report) and continuation indicator to indicate that the report is to continue or that the message is the last...

          • PgNb Page Number [1..1]Max5NumericText
          • LastPgInd Last Page Indicator [1..1]YesNoIndicator
        • NbRcrds Number Records [1..1]Number

          Indicates the number of records in the page.

        • CmptntAuthrty Competent Authority [0..*]Max100Text

          Specifies the competent authority that requires reporting of the transaction.

        • NewTradRpstryIdr New Trade Repository Identifier [0..1]OrganisationIdentification15Choice (choice)

          Identifies the new trade repository to which the derivative is transfered to.

          • LEI LEI [1..1]LEIIdentifier
          • Othr Other [1..1]OrganisationIdentification38
          • AnyBIC Any BIC [1..1]AnyBICDec2014Identifier
        • RptgPurp Reporting Purpose [0..*]Max100Text

          Underlying reason for reporting the derivative transaction.

      • TradData Trade Data [1..1]TradeData62Choice (choice)

        Set of data concerning the reporting trade.

        • DataSetActn Data Set Action [1..1]ReportPeriodActivity1Code

          Where no reporting data are available, this field should be set so that a valid reference data file can be submitted to the competent authority as...

        • Stat State [1..*]MarginReportData10

          Information concerning the reporting at transaction level.

          • RptgTmStmp Reporting Time Stamp [0..1]ISODateTime
          • CtrPtyId Counterparty Identification [1..1]TradeCounterpartyReport20
          • EvtDt Event Date [0..1]ISODate
          • TxId Transaction Identification [0..1]UniqueTransactionIdentifier2Choice (choice)
          • Coll Collateral [1..1]MarginCollateralReport5
          • PstdMrgnOrColl Posted Margin Or Collateral [0..1]PostedMarginOrCollateral6
          • RcvdMrgnOrColl Received Margin Or Collateral [0..1]ReceivedMarginOrCollateral6
          • CtrPtyRatgTrggrInd Counterparty Rating Trigger Indicator [0..1]TrueFalseIndicator
          • CtrPtyRatgThrshldInd Counterparty Rating Threshold Indicator [0..1]TrueFalseIndicator
          • CtrctMod Contract Modification [0..1]ContractModification8
          • TechAttrbts Technical Attributes [0..1]TechnicalAttributes6
          • SplmtryData Supplementary Data [0..*]SupplementaryData1
      • SplmtryData Supplementary Data [0..*]SupplementaryData1

        Additional information that can not be captured in the structured fields and/or any other specific block.

        • PlcAndNm Place And Name [0..1]Max350Text

          Unambiguous reference to the location where the supplementary data must be inserted in the message instance.

        • Envlp Envelope [1..1]SupplementaryDataEnvelope1

          Technical element wrapping the supplementary data.

Have a auth.109 message? Paste it into the parser to see every element with its name and definition, and format checks on BICs, IBANs, dates and amounts.

External code sets used in auth.109

These elements take their values from ISO 20022 external code sets, which are published separately and updated every quarter without a new message version.

auth.109 questions

What is the latest version of auth.109?
The latest version in the ISO 20022 e-Repository release of 24 April 2025 is auth.109.001.02.
What is the root element of auth.109?
The XML document is Document with the namespace urn:iso:std:iso:20022:tech:xsd:auth.109.001.02, and its message element is DerivsTradMrgnDataTxStatRpt (DerivativesTradeMarginDataTransactionStateReport).
Is there an MT equivalent of auth.109?
No Swift MT message is listed as its direct equivalent on this site. Many ISO 20022 messages have no MT counterpart.

All ISO 20022 messages · ISO 20022 code sets · MT messages

The ISO 20022 message definitions, element names and definitions on this page are reproduced from material published at iso20022.org under the ISO 20022 Intellectual Property Rights policy. This is not the official source: the up-to-date ISO 20022 standards and repository material are published only at iso20022.org. Explanations in our own words are by ZagTrader. ZagTrader is not affiliated with or endorsed by ISO or Swift.